Mary J. Galle
Professional summary
Mary Josephine Galle, who also goes by Mary Jo Galle, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Madison, Wisconsin.
Mary is registered as a RR (Registered Representative) and started their career in finance in 1998. Mary has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mary Josephine Galle's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2013 - Present
VALMARK SECURITIES, INC.
October 9, 2007 - November 7, 2012
CG BROKERAGE L.L.C.
July 28, 2005 - October 8, 2007
VALMARK SECURITIES, INC.
August 28, 1998 - April 14, 2005
HARBOUR INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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