Kevin M. Londergan

BAYROCK FINANCIAL, L.L.C.

Houston, TX 77023

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CRD#: 2954982

Professional summary

Kevin Michael Londergan is a registered financial advisor currently at BAYROCK FINANCIAL, L.L.C. located in Houston, Texas.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kevin has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. LONDERGAN IS A PARTNER IN THE CPA FIRM BOND, SNIDER, GLAW & LONDERGAN, LLP AND HAS BEEN SINCE SEPTEMBER, 2001. THIS BUSINESS IS NOT AN INVESTMENT RELATED BUSINESS BUT A CPA FIRM THAT IS FOCUSED ON INCOME AND ESTATE TAX PLANNING, TAX RETURN PREPARATION, ASSET PROTECTION AND WORKING AS A GENERAL BUSINESS ADVISOR TO THE SMALL BUSINESS OWNER. THE MAILING ADDRESS IS 1900 WEST LOOP SOUTH, SUITE 1150, HOUSTON, TX 77027. MR. LONDERGAN SPENDS 5% TO 10% OF HIS TIME THERE. MR. LONDERGAN IS PART OWNER OF OGLESBY & LONDERGAN FINANCIAL SERVICES, INC. WHICH WAS A PREVIOUSLY REGISTERED INVESTMENT ADVISORY FIRM IN THE STATE OF TEXAS THROUGH DECEMBER 2002. THE FIRM CURRENTLY IS FUNCTIONING AS A TAX PLANNING AND SMALL BUSINESS ADVISORY FIRM. THE MAILING ADDRESS IS 1900 WEST LOOP SOUTH, SUTE 1150, HOUSTON, TX 77027. THE FIRM WAS FOUNDED IN SEPTEMBER, 1998. I CURRENTLY SPEND 10% TO 15% OF MY TIME THERE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Londergan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2024 - Present

BAYROCK FINANCIAL, L.L.C.

Office #1: 5000 Gulf Freeway, Houston, TX 77023

RIA

CRD#: 305467

Houston, TX

Past

April 8, 2003 - August 28, 2024

BSG&L FINANCIAL SERVICES, LLC

RIA

CRD#: 125802

HOUSTON, TX

Past

October 17, 1997 - December 31, 1998

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/30/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/16/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BAYROCK FINANCIAL, L.L.C.

BAYROCK FINANCIAL, L.L.C. | FAMILY WEALTH BUILDER | BAYROCK FINANCIAL, LLC

CRD#: 305467 / SEC#:

Texas

Registered Investment Advisory firm - (9/24/2019 Approved)

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Contact information

Main Address

5000 Gulf Freeway, Houston, TX 77023

Mailing Address

Phone number

(832) 895-1700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 50,950,985

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin M. Londergan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Londergan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAYROCK FINANCIAL, L.L.C.

BSG&L FINANCIAL SERVICES, LLC

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 63

Date: 10/27/1997

Series 7

Date: 11/30/1998

Series 6

Date: 10/16/1997

Current Firm

BAYROCK FINANCIAL, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BAYROCK FINANCIAL, L.L.C.

TRUST BUT VERIFY

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