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SB

Sean M. Bowden

SB1 CAPITAL MARKETS
New York, NY 10016
Some features on this profile are disabled
CRD#: 2937192
SB

Professional summary

Sean Michael Bowden, who also goes by Sean M Bowden, Sean Michael Bowden, is a registered financial professional currently at SB1 CAPITAL MARKETS INC located in New York, New York and LINQTO CAPITAL located in New York , New York.

Sean is registered as a RR (Registered Representative) and started their career in finance in 2001. Sean has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE, Series 21, Series 25, Series 7, Series 14, Series 27, Series 28, Series 24 and Series 14A exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sean M Bowden | Sean Michael Bowden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Michael Bowden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 7, 2024 - Present

SB1 CAPITAL MARKETS INC

Office #1: 260 Madison Ave 8th Floor, New York, NY 10016
BD
CRD#: 154132
New York, NY
Current

December 26, 2024 - Present

LINQTO CAPITAL

Office #1: 260 Madison Ave 8th Floor, New York , NY 10016
BD
CRD#: 314557
New York , NY
Past

January 19, 2024 - December 24, 2024

PICKWICK CAPITAL PARTNERS, LLC

BD
CRD#: 130672
WHITE PLAINS, NY
Past

November 17, 2021 - July 6, 2023

SYMBRIDGE CAPITAL LLC

BD
CRD#: 307430
GREENWICH, CT
Past

April 29, 2016 - November 18, 2019

ARCTIC SECURITIES LLC

BD
CRD#: 174423
New York, NY
Past

September 4, 2014 - June 22, 2015

SBERBANK CIB USA, INC.

BD
CRD#: 47972
NEW YORK, NY
Past

June 9, 2011 - June 23, 2014

NATIXIS SECURITIES AMERICAS LLC

BD
CRD#: 1101
NEW YORK, NY
Past

November 26, 2008 - May 31, 2011

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY
Past

July 12, 2004 - December 1, 2008

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

March 6, 2001 - April 2, 2003

LABRANCHE & CO. LLC

BD
CRD#: 32661
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/22/2025)
RR
Alaska
(1/22/2025)
RR
Arizona
(1/22/2025)
RR
Arkansas
(1/22/2025)
RR
California
(1/22/2025)
RR
Colorado
(1/22/2025)
RR
Connecticut
(1/22/2025)
RR
Delaware
(1/22/2025)
RR
District of Columbia
(1/22/2025)
RR
Florida
(1/22/2025)
RR
Georgia
(1/22/2025)
RR
Hawaii
(1/22/2025)
RR
Idaho
(1/22/2025)
RR
Illinois
(3/11/2025)
RR
Indiana
(1/22/2025)
RR
Iowa
(1/22/2025)
RR
Kansas
(1/22/2025)
RR
Kentucky
(1/22/2025)
RR
Louisiana
(1/22/2025)
RR
Maine
(1/22/2025)
RR
Maryland
(1/22/2025)
RR
Michigan
(1/22/2025)
RR
Minnesota
(1/22/2025)
RR
Mississippi
(1/22/2025)
RR
Missouri
(1/22/2025)
RR
Montana
(1/22/2025)
RR
Nebraska
(1/22/2025)
RR
Nevada
(1/22/2025)
RR
New Hampshire
(1/22/2025)
RR
New Jersey
(1/22/2025)
RR
New Mexico
(1/22/2025)
RR
New York
(12/26/2024)
RR
North Carolina
(1/22/2025)
RR
North Dakota
(1/22/2025)
RR
Ohio
(1/28/2025)
RR
Oklahoma
(1/22/2025)
RR
Oregon
(1/22/2025)
RR
Pennsylvania
(1/22/2025)
RR
Puerto Rico
(1/22/2025)
RR
Rhode Island
(1/22/2025)
RR
South Carolina
(1/22/2025)
RR
South Dakota
(1/22/2025)
RR
Tennessee
(1/22/2025)
RR
Texas
(1/22/2025)
RR
Utah
(1/22/2025)
RR
Vermont
(1/22/2025)
RR
Virgin Islands
(1/22/2025)
RR
Virginia
(1/22/2025)
RR
Washington
(1/22/2025)
RR
West Virginia
(1/22/2025)
RR
Wisconsin
(1/22/2025)
RR
Wyoming
(1/22/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/22/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 21
Date: 12/18/2002
NYSE Front Line Specialist Clerk
General Industry/Product Exam
RR
Series 25
Date: 12/3/2001
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 7
Date: 6/22/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/2/2023
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 14A
Date: 2/27/2002
Compliance Official Specialist Exam
SRO Registrations
RR
FINRA

Current Firm

LC
LINQTO CAPITAL
LINQTO CAPITAL | LINQTO CAPITAL, LLC

CRD#: 314557 / SEC#: , 8-70775

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
260 Madison Ave 8th Floor, New York, NY 10016
Mailing Address
260 Madison Ave 8th Floor, New York, NY 10016
Phone number
+1 (408) 430-7006
Established
Delaware since 01/02/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LINQTO, INCORPORATEDSOLE OWNER
BOWDEN, SEANPOO2937192
BOWDEN, SEANCEO/ CCO2937192
BOWDEN, SEANFINOP/PFO2937192

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LINQTO CAPITAL

CRD#: 314557New York, NY 10016

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