Eugene Fershteyn
Professional summary
Eugene Fershteyn is a registered financial professional currently at SPENCER-WINSTON SECURITIES CORPORATION located in Hollywood, Florida.
Eugene is registered as a RR (Registered Representative) and started their career in finance in 1997. Eugene has worked at 2 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eugene Fershteyn's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2008 - Present
SPENCER-WINSTON SECURITIES CORPORATION
August 19, 1997 - December 31, 2008
POND EQUITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2015)
(4/10/2008)
(12/11/2018)
(2/8/2019)
(12/1/2010)
(4/10/2008)
(4/10/2008)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 7/31/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
SPENCER-WINSTON SECURITIES CORPORATION
CRD#: 8300 / SEC#: , 8-24995
Contact information
FINRA licenses (9 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 5 |
Red Flags
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