Scott A. Hume
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Bellingham, WA 98226
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CRD#: 2894512
Professional summary
Scott Allen Hume, CFP® is a registered financial advisor currently at MOLONEY SECURITIES ASSET MANAGEMENT LLC located in Bellingham, Washington and MOLONEY SECURITIES CO., INC. located in Bellingham, Washington.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
50% OWNERSHIP - RENTAL PROPERTY, 2257 SANDCANYON RD., CHEWELAH, WA 99109. THE TYPE OF BUSINESS IS OWN FAMILY FARM AND IS RENTED OUT to a tenant. DUTIES ARE TO PAY TAXES AND COLLECT RENT. 50% Ownership - Command Aviation, Inc. 2010 W Bakerview Rd Bellingham, WA 98226 Aircraft maintenance and repair facility. Hold the office of President with duties of fiscal oversight. 0 hours per week during market hours. Securities and advisory activities d/b/a Salish Wealth Management. Securities offered through Moloney Securities Co., Inc. Life Insurance - Agent. 2122 Barley Blvd, Suite 200, Bellingham, WA 98226. Conducted less than 1 hour/week during market hours. Not investment related. Blane High School - Girls Wrestling Assistant Coach. 765 H St, Blaine, WA 98230. Not conducted during market hours. Not investment related. Tamarack Vista LLC - Owner (25%). Buy and develop land for commercial real estate. Not conducted during market hours. Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Allen Hume's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
February 23, 2016 - Present
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Office #1: 2122 Barkley Boulevard Suite 200, Bellingham, WA 98226RIA
CRD#: 282448
Bellingham, WA
Current
January 29, 2016 - Present
MOLONEY SECURITIES CO., INC.
Office #1: 2122 Barkley Boulevard Suite 200, Bellingham, WA 98226BD
CRD#: 38535
Bellingham, WA
Past
February 10, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
RIA
CRD#: 282140
BELLINGHAM, WA
Past
January 29, 2016 - April 13, 2016
MOLONEY SECURITIES CO., INC.
RIA
CRD#: 38535
Bellingham, WA
Past
April 27, 2007 - February 19, 2016
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
BELLINGHAM, WA
Past
April 27, 2007 - February 19, 2016
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
BELLINGHAM, WA
Past
May 21, 1998 - May 2, 2007
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
BELLINGHAM, WA
Past
April 23, 1998 - May 2, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
BELLINGHAM, WA
Past
June 17, 1997 - May 11, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 17, 1997 - May 11, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/29/2016)
RR
Arizona(1/29/2016)
RR
California(1/29/2016)
RR
Colorado(10/5/2023)
RR
Florida(1/29/2016)
RR
Georgia(10/5/2023)
RR
Idaho(1/29/2016)
RR
Illinois(1/29/2016)
RR
Minnesota(7/24/2019)
RR
Missouri(5/23/2018)
RR
Montana(9/17/2020)
RR
Nevada(1/29/2016)
RR
New Hampshire(8/20/2025)
RR
New Mexico(11/1/2023)
RR
New York(10/27/2022)
RR
North Dakota(10/27/2022)
RR
Ohio(1/29/2016)
RR
Oregon(1/29/2016)
RR
Texas(1/29/2016)
IAR
Texas(2/23/2016)
RR
Utah(9/19/2018)
RR
Washington(1/29/2016)
IAR
Washington(2/23/2016)
RR
Wyoming(10/27/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021
Mailing Address
Phone number
(314) 909-0600
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,390 |
| AUM (Assets Under Management) | $ 1,389,405,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/20/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
