CG
Charlene Guisasola
HORNOR, TOWNSEND & KENT
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 2848141
CG
Professional summary
Charlene Guisasola, who also goes by Charlene Reinoso, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Boca Raton, Florida.
Charlene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Charlene has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charlene Reinoso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431 | START DATE: 8/1/2013 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY 2) RENTAL PROPERTIES | INVESTMENT RELATED - NO | DBA NAME: N/A | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 13735 SW 83RD CTPALMETTO BAY, FL 33158 | START DT: 1/1/2007 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: NONE RENTS AND MANAGEMENT BY ANOTHER SOURCE. 3)1847 WEALTH ADVOCATE | POSITION: AGENT | NATURE: FINANCIAL PLANNING TO EXISTING 401K PARTICIPANTS. | INVESTMENT RELATED: YES | NUMBER OF HOURS: 4 | SECURITIES TRADING HOURS: 4 | START DATE: 04/25/2024 | ADDRESS: 2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431 | DESCRIPTION: WORK WITH TOM LANDY AND TEAM TO REACH OUT TO EXISTING 401K PARTICIPANTS FOR LIFE INSURANCE OR OTHER FINANCIAL NEEDS. 4)INSURANCE BROKERAGE | DBA: KARP FINANCIAL STRATEGIES | POSITION: AGENT | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 20 | SECURITIES TRADING HOURS: 20 | START DATE: 07/15/2024 | ADDRESS: 2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431 | DESCRIPTION: PERSONAL FINANCIAL PLANNING FOR BUSINESS OWNERS AND EXECUTIVES. RETIREMENT PLANNING FOR BUSINESSES. ANALYZING NEEDS, WANTS AND GOALS TO DESIGN, IMPLEMENT AND MANAGE FINANCIAL PRODUCTS AND SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Charlene Guisasola's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charlene Guisasola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2009 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2600 North Military Trail Suite 420, Boca Raton, FL 33431RIA
BD
CRD#: 4031
Boca Raton, FL
Current
April 16, 2009 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2600 North Military Trail Suite 420, Boca Raton, FL 33431RIA
BD
CRD#: 4031
Boca Raton, FL
Past
May 30, 2008 - April 14, 2009
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SOUTH MIAMI, FL
Past
January 8, 2007 - April 16, 2009
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SOUTH MIAMI, FL
Past
August 10, 2005 - January 1, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
SOUTH MIAMI, FL
Past
August 1, 2005 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
SOUTH MIAMI, FL
Past
June 8, 2004 - August 1, 2005
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
MIAMI, FL
Past
June 20, 2003 - August 1, 2005
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
February 18, 1997 - July 16, 2003
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
MIAMI, FL
Past
January 30, 1997 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
January 30, 1997 - July 16, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/16/2009)
IAR
Florida(5/5/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Boca Raton, FL 33431TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
