Robert Pagliarini
Professional summary
Robert Pagliarini, CFP® is a registered financial advisor currently at PACIFICA WEALTH ADVISORS, INC. located in Franklin, Tennessee.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Pagliarini's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
January 31, 2006 - Present
PACIFICA WEALTH ADVISORS, INC.
August 13, 2016 - February 7, 2018
FMN CAPITAL CORPORATION
August 4, 2009 - February 7, 2018
FINANCIAL MANAGEMENT NETWORK INC
June 1, 2004 - December 1, 2005
THE SHEMANO GROUP, INC.
June 26, 2002 - July 28, 2006
ALLIED CONSULTING GROUP
March 15, 2001 - June 13, 2002
JAVELIN SECURITIES, LLC
July 31, 1997 - December 31, 1998
STOCKS 4 LESS, INC.
November 18, 1996 - May 3, 1999
NATIONAL CLEARING CORP.
Primary Firm SEC Registration
PACIFICA WEALTH ADVISORS, INC.
CRD#: 136054 / SEC#: 801-118068
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/31/2006)
(12/5/2024)
(1/17/2018)
Exams
Series 62
Date: 8/12/2016
Corporate Securities Limited Representative ExaminationCurrent Firm
PACIFICA WEALTH ADVISORS, INC.
CRD#: 136054 / SEC#: 801-118068
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 208 |
| AUM (Assets Under Management) | $ 176,129,656 |
Red Flags
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