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JF

John R. Falker

FALKER INVESTMENTS
Safety Harbor, FL
Some features on this profile are disabled
CRD#: 2811748
JF

Professional summary

John Richard Falker SR, who also goes by Jack Falker, is a registered financial advisor currently at FALKER INVESTMENTS INC. located in Safety Harbor, Florida.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jack Falker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Falker SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 14, 1998 - Present

FALKER INVESTMENTS INC.

RIA
CRD#: 115132
Safety Harbor, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/14/1998)
IAR
Minnesota
(11/6/2013)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/27/1996
Uniform Investment Adviser Law Examination

Current Firm

FI
FALKER INVESTMENTS INC.
FALKER INVESTMENTS INC.

CRD#: 115132 / SEC#:

Florida
Registered Investment Advisory firm - (8/14/1998 Approved)
Minnesota
Registered Investment Advisory firm - (2/19/1997 Approved)
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Contact information

Main Address
Safety Harbor, FL
Mailing Address
Phone number
(612) 501-4338
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts155
AUM (Assets Under Management)$ 95,777,994

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FALKER INVESTMENTS INC.

CRD#: 115132Safety Harbor, FL

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