Sandra M. Palmer

CLEARBRIDGE INVESTMENTS

Seminole, FL

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CRD#: 2793214

Professional summary

Sandra Marie Palmer, who also goes by Sandra Marie Massaro, Sandra Marie Urban, is a registered financial advisor currently at CLEARBRIDGE INVESTMENTS, LLC located in Seminole, Florida and FRANKLIN DISTRIBUTORS, LLC located in Seminole, Florida.

Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Sandra has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandra Marie Massaro | Sandra Marie Urban

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Palmer Group, LLC; Lake Wylie, SC; President; Real Estate; Beginning 1/1/2017; 20 hours per month, no time during normal securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Marie Palmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2008 - Present

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

Seminole, FL

Current

March 17, 2008 - Present

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

Seminole, FL

Past

August 4, 2020 - July 7, 2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

CRD#: 13594

Lake Wylie, SC

Past

August 1, 2020 - July 7, 2021

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

Lake Wylie, SC

Past

March 9, 2005 - March 10, 2008

BOFA ADVISORS, LLC

RIA

CRD#: 107900

CHARLOTTE, NC

Past

November 8, 2004 - March 9, 2005

COLUMBIA MANAGEMENT ADVISORS, INC.

RIA

CRD#: 105842

BOSTON, MA

Past

November 8, 2004 - March 10, 2008

BOFA DISTRIBUTORS, INC.

CRD#: 30683

CHARLOTTE, NC

Past

May 19, 2004 - November 12, 2004

OFI PRIVATE INVESTMENTS INC

RIA

CRD#: 107807

NEW YORK, NY

Past

June 11, 2002 - November 12, 2004

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

May 30, 2001 - June 11, 2002

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

BALTIMORE, MD

Past

August 7, 2000 - June 11, 2002

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

April 26, 2000 - August 16, 2000

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

June 13, 1997 - August 31, 1999

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

December 5, 1996 - June 2, 1997

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARBRIDGE INVESTMENTS, LLC

CRD#: 137028 / SEC#: 801-64710

RIA

Registered Investment Advisory firm - (9/30/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/20/2008)

Alaska
(5/20/2008)

Arizona
(5/20/2008)

Arkansas
(5/20/2008)

California
(5/20/2008)

Colorado
(5/20/2008)

Connecticut
(3/17/2008)

Delaware
(5/20/2008)

District of Columbia
(5/20/2008)

Florida
(5/20/2008)

IAR

Florida
(6/29/2023)

Georgia
(5/20/2008)

Hawaii
(5/20/2008)

Idaho
(5/20/2008)

Illinois
(5/20/2008)

Indiana
(5/20/2008)

Iowa
(5/20/2008)

Kansas
(5/20/2008)

Kentucky
(5/20/2008)

Louisiana
(5/20/2008)

Maine
(5/20/2008)

Maryland
(5/20/2008)

Massachusetts
(5/20/2008)

Michigan
(5/20/2008)

Minnesota
(5/20/2008)

Mississippi
(5/20/2008)

Missouri
(5/20/2008)

Montana
(5/20/2008)

Nebraska
(5/20/2008)

Nevada
(5/20/2008)

New Hampshire
(5/20/2008)

New Jersey
(5/20/2008)

New Mexico
(5/20/2008)

New York
(5/20/2008)

North Carolina
(5/20/2008)

North Dakota
(5/20/2008)

Ohio
(5/20/2008)

Oklahoma
(5/20/2008)

Oregon
(5/20/2008)

Pennsylvania
(5/20/2008)

Puerto Rico
(5/20/2008)

Rhode Island
(5/20/2008)

South Carolina
(5/20/2008)

IAR

South Carolina
(7/9/2010)

South Dakota
(5/20/2008)

Tennessee
(6/3/2008)

Texas
(5/20/2008)

Utah
(5/20/2008)

Vermont
(5/20/2008)

Virgin Islands
(1/7/2022)

Virginia
(5/20/2008)

Washington
(5/20/2008)

West Virginia
(5/20/2008)

Wisconsin
(5/20/2008)

Wyoming
(5/20/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 10/2/2024

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/3/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/28/2021

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/7/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CLEARBRIDGE INVESTMENTS, LLC

CRD#: 137028 / SEC#: 801-64710

RIA

Registered Investment Advisory firm - (9/30/2005 Approved)

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Contact information

Main Address

One Madison Avenue 18th Floor, New York, NY 10010

Mailing Address

Phone number

(212) 805-2000

Established

Firm type

Fiscal year end

# of Employees

214

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLEARBRIDGE INVESTMENTS ADVISORY BROCHURE (12/17/2024)

CLEARBRIDGE/FTPPG RETAIL CLIENT BROCHURE (12/17/2024)

Regulatory assets under management

Total Number of Accounts	122,375
AUM (Assets Under Management)	$ 180,788,611,945

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report
01/24/2025	Cover Page	Report
11/20/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sandra M. Palmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Marie Palmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BOFA ADVISORS, LLC

COLUMBIA MANAGEMENT ADVISORS, INC.

BOFA DISTRIBUTORS, INC.

OFI PRIVATE INVESTMENTS INC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

DB ALEX. BROWN LLC

LEGG MASON WOOD WALKER, INCORPORATED

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CLEARBRIDGE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2001

Series 63

Date: 3/21/1997

Series 99TO

Date: 10/2/2024

SIE

Date: 10/1/2018

Series 7

Date: 4/26/2000

Series 6

Date: 12/3/1996

Series 51

Date: 8/28/2021

Series 24

Date: 9/7/2001

FINRA

Current Firm

CLEARBRIDGE INVESTMENTS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CLEARBRIDGE INVESTMENTS, LLC

TRUST BUT VERIFY

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