Craig D. Warwick

BAY CREST PARTNERS

New York, NY 10005

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CRD#: 2792849

Professional summary

Craig Dean Warwick is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.

Craig is registered as a RR (Registered Representative) and started their career in finance in 1997. Craig has worked at 8 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Dean Warwick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2024 - Present

BAY CREST PARTNERS, LLC

Office #1: 40 Wall Street 42nd Floor, New York, NY 10005

CRD#: 39944

New York, NY

Past

July 5, 2016 - November 16, 2023

TRUIST SECURITIES, INC.

CRD#: 6271

NEW YORK, NY

Past

February 15, 2013 - February 19, 2016

CLSA AMERICAS, LLC

CRD#: 165533

NEW YORK, NY

Past

June 11, 2012 - June 11, 2013

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

June 18, 2002 - May 7, 2012

B. RILEY SECURITIES, INC.

CRD#: 25027

NEW YORK, NY

Past

March 1, 2002 - April 23, 2002

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

April 30, 2001 - March 1, 2002

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

August 18, 1998 - April 30, 2001

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

March 13, 1997 - August 20, 1998

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/22/2024)

Exams

State Security Law Exam

Series 63

Date: 8/20/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 9/11/2018

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 3/12/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/2/2008

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

BAY CREST PARTNERS, LLC

AFC PARTNERS, LLC | BAY CREST PARTNERS, LLC

CRD#: 39944 / SEC#: , 8-48931

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

40 Wall Street 42nd Floor, New York, NY 10005

Mailing Address

40 Wall Street 42nd Floor, New York, NY 10005

Phone number

(212) 480-1400

Established

New York since 12/20/1994

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FREEDOM HOLDING GROUP, LLC	SOLE LLC MEMBER
CARBONARA, LISA	CCO	5227955
MULLIGAN, WILLIAM PETER JR.	GENERAL SECURITIES PRINCIPAL, LLC MANAGER, CEO	1614209
SCHEUERMANN, JOSEPH PHILIP	COO	3273673
SCHEUERMANN, JOSEPH PHILIP	PFO, POO, FINOP	3273673
WEISS, NICHOLAS DANIEL	ROP	2856151

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Craig D. Warwick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Dean Warwick's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST SECURITIES, INC.

CLSA AMERICAS, LLC

CREDIT AGRICOLE SECURITIES (USA) INC.

B. RILEY SECURITIES, INC.

ABN AMRO INCORPORATED

ABN AMRO SECURITIES LLC

ABN AMRO INCORPORATED

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/20/1997

SIE

Date: 10/1/2018

Series 57

Date: 9/11/2018

Series 7

Date: 3/12/1997

Series 24

Date: 12/2/2008

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

BAY CREST PARTNERS, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BAY CREST PARTNERS, LLC

TRUST BUT VERIFY

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