Gabriel F. Freund

WELCY CAPITAL ADVISORS LLC

Doral, FL

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CRD#: 2769896

Professional summary

Gabriel Francisco Freund, who also goes by Gabriel F Freund, Gabriel F Freundvega, Gabriel Francisco Freundvega, Gabriel Francisco Freund-vega, is a registered financial advisor currently at WELCY CAPITAL ADVISORS LLC located in Doral, Florida.

Gabriel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Gabriel has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gabriel F Freund | Gabriel F Freundvega | Gabriel Francisco Freundvega | Gabriel Francisco Freund-Vega

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

- Amerant Investments, Inc., registered representative of an unaffiliated broker dealer, 05/2024, 220 Alhambra Circle, 2nd FL, Coral Gables Miami, Florida, investment related, approximately 20 hours a week all during trading hours. - Welcy Capital Advisors LLC, investment related, 1101 Brickell Ave, Suite 1600N, Miami, FL, unaffiliated investment adviser, financial adviser, 05/2024, 150 hours/month all of which during securities trading hours, client advice & product analysis

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Francisco Freund's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2024 - Present

WELCY CAPITAL ADVISORS LLC

RIA

CRD#: 154782

Doral, FL

Past

May 20, 2024 - December 10, 2024

AMERANT INVESTMENTS, INC.

CRD#: 117284

CORAL GABLES, FL

Past

February 27, 2015 - May 7, 2024

SANTANDER SECURITIES LLC

CRD#: 41791

Miami, FL

Past

April 21, 2014 - July 14, 2014

BNP PARIBAS INVESTMENT SERVICES, LLC

CRD#: 44598

MIAMI, FL

Past

May 2, 2013 - June 28, 2013

DELTEC WEALTH MANAGEMENT, LLC

RIA

CRD#: 166306

PALM BEACH GARDENS, FL

Past

July 21, 2011 - July 10, 2014

GFO ADVISORY SERVICES, LLC

RIA

CRD#: 109278

JUPITER, FL

Past

May 29, 2007 - July 19, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

FORT LAUDERDALE, FL

Past

December 14, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

FORT LAUDERDALE, FL

Past

January 10, 2001 - May 2, 2001

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

June 4, 1999 - September 28, 2000

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

November 10, 1998 - December 15, 1998

D. E. SHAW INVESTMENTS, L.P.

CRD#: 22786

NEW YORK, NY

Past

July 1, 1997 - August 4, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELCY CAPITAL ADVISORS LLC

LW INVESTMENT MANAGEMENT (USA) INC. | WELCY CAPITAL ADVISORS LLC | PRINCIPLE ASSET MANAGEMENT LLC | LW PARTNERS | LW INVESTMENT MANAGEMENT (USA) LLC

CRD#: 154782 / SEC#: 801-130588

RIA

Registered Investment Advisory firm - (6/28/2024 Approved)

Florida

Registered Investment Advisory firm - (7/17/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/5/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/2014

General Securities Representative Examination

Current Firm

WELCY CAPITAL ADVISORS LLC

LW INVESTMENT MANAGEMENT (USA) INC. | WELCY CAPITAL ADVISORS LLC | PRINCIPLE ASSET MANAGEMENT LLC | LW PARTNERS | LW INVESTMENT MANAGEMENT (USA) LLC

CRD#: 154782 / SEC#: 801-130588

RIA

Registered Investment Advisory firm - (6/28/2024 Approved)

Florida

Registered Investment Advisory firm - (7/17/2024 Terminated)

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Contact information

Main Address

1101 Brickell Avenue Suite 1600, Miami, FL 33131

Mailing Address

Phone number

(786) 353-0036

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELCY CAPITAL ADVISORS LLC BROCHURE (10/16/2025)

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 183,631,565

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/05/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gabriel F. Freund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Francisco Freund's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERANT INVESTMENTS, INC.

SANTANDER SECURITIES LLC

BNP PARIBAS INVESTMENT SERVICES, LLC

DELTEC WEALTH MANAGEMENT, LLC

GFO ADVISORY SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

DEUTSCHE BANK SECURITIES INC.

GFI SECURITIES LLC

D. E. SHAW INVESTMENTS, L.P.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

WELCY CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/5/1997

SIE

Date: 10/1/2018

Series 7

Date: 4/21/2014

Current Firm

WELCY CAPITAL ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WELCY CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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