Terra R. Prince
Professional summary
Terra Rebecca Prince, who also goes by Terra Rebecca Morton, is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Westlake, Texas and ROBINHOOD FINANCIAL, LLC located in Westlake, Texas.
Terra is registered as a RR (Registered Representative) and started their career in finance in 2000. Terra has worked at 13 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terra Rebecca Prince's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2021 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 1500 Solana Blvd. Suite 5500, Westlake, TX 76262July 23, 2021 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 1500 Solana Blvd Suite 5500, Westlake, TX 76262October 23, 2019 - March 17, 2021
HODGES CAPITAL MANAGEMENT INC
October 23, 2019 - March 17, 2021
FIRST DALLAS SECURITIES INCORPORATED
October 23, 2019 - March 17, 2021
FIRST DALLAS SECURITIES INCORPORATED
September 6, 2018 - October 28, 2019
CHARLES SCHWAB & CO., INC.
February 26, 2018 - October 28, 2019
CHARLES SCHWAB & CO., INC.
June 14, 2012 - February 1, 2018
APEX CLEARING CORPORATION
April 4, 2011 - August 1, 2012
PENSON FINANCIAL SERVICES, INC.
September 20, 2010 - April 11, 2011
PROVASI CAPITAL PARTNERS LP
October 18, 2005 - February 27, 2010
1ST GLOBAL CAPITAL CORP.
March 12, 2003 - April 1, 2004
PMG SECURITIES CORPORATION
October 9, 2002 - March 13, 2003
CONTEMPORARY FINANCIAL SOLUTIONS, INC.
February 7, 2001 - March 13, 2003
MUTUAL SERVICE CORPORATION
June 7, 2000 - February 2, 2001
NORTH COAST SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
