John K. Kochersperger
Professional summary
John Karl Kochersperger, who also goes by John K Kochersperger, is a registered financial advisor currently at SOVEREIGN FINANCIAL GROUP, INC. located in Mayflower Mountain, Utah.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Karl Kochersperger's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2019 - Present
SOVEREIGN FINANCIAL GROUP, INC.
January 2, 2009 - December 31, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 11, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 7, 2008 - December 31, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 17, 1996 - March 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 1996 - March 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SOVEREIGN FINANCIAL GROUP, INC.
CRD#: 294314 / SEC#: 801-114529
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/1/2019)
(2/4/2019)
(1/10/2024)
Exams
Current Firm
SOVEREIGN FINANCIAL GROUP, INC.
CRD#: 294314 / SEC#: 801-114529
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,304 |
| AUM (Assets Under Management) | $ 882,702,145 |
Red Flags
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