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NF

Nathan R. Frye

ROBINHOOD FINANCIAL
Westlake, TX 76262
Some features on this profile are disabled
CRD#: 2721048
NF

Professional summary

Nathan Reeves Frye, who also goes by Nate Frye, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Westlake, Texas.

Nathan is registered as a RR (Registered Representative) and started their career in finance in 1996. Nathan has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 55, Series 9, Series 10 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nate Frye

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathan Reeves Frye's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2026 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 1500 Solana Blvd Suite 5500, Westlake, TX 76262
BD
CRD#: 165998
Westlake, TX
Past

July 18, 2017 - September 27, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Westlake, TX
Past

January 12, 2015 - June 7, 2017

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX
Past

April 28, 2008 - November 10, 2008

NEXBANK SECURITIES INC

BD
CRD#: 133267
DALLAS, TX
Past

August 9, 2006 - April 21, 2008

PULSE TRADING, INC.

BD
CRD#: 104022
DALLAS, TX
Past

June 28, 2005 - August 3, 2006

KNIGHT DIRECT LLC

BD
CRD#: 135924
IRVING, TX
Past

August 29, 2002 - July 8, 2005

CONOR PETERSON LLC

BD
CRD#: 111343
IRVING, TX
Past

June 17, 1998 - September 27, 2000

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

March 28, 1997 - June 11, 1998

CAPIS

BD
CRD#: 7551
DALLAS, TX
Past

July 31, 1996 - January 10, 1997

HOAK BREEDLOVE WESNESKI & CO.

BD
CRD#: 23728
DALLAS, TX
Past

May 15, 1996 - August 9, 1996

SC SECURITIES CORP.

BD
CRD#: 37922

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/12/2026)
RR
Alaska
(3/12/2026)
RR
Arizona
(3/12/2026)
RR
Arkansas
(3/12/2026)
RR
California
(3/12/2026)
RR
Colorado
(3/12/2026)
RR
Connecticut
(3/12/2026)
RR
Delaware
(3/12/2026)
RR
District of Columbia
(3/12/2026)
RR
Florida
(3/12/2026)
RR
Georgia
(3/12/2026)
RR
Hawaii
(3/12/2026)
RR
Idaho
(3/12/2026)
RR
Illinois
(3/12/2026)
RR
Indiana
(3/12/2026)
RR
Iowa
(3/12/2026)
RR
Kansas
(3/12/2026)
RR
Kentucky
(3/12/2026)
RR
Louisiana
(3/12/2026)
RR
Maine
(3/12/2026)
RR
Maryland
(3/12/2026)
RR
Massachusetts
(3/12/2026)
RR
Michigan
(3/12/2026)
RR
Minnesota
(3/12/2026)
RR
Mississippi
(3/12/2026)
RR
Missouri
(3/12/2026)
RR
Montana
(3/12/2026)
RR
Nebraska
(3/12/2026)
RR
Nevada
(3/12/2026)
RR
New Hampshire
(3/12/2026)
RR
New Jersey
(3/12/2026)
RR
New Mexico
(3/12/2026)
RR
New York
(3/12/2026)
RR
North Carolina
(3/12/2026)
RR
North Dakota
(3/12/2026)
RR
Ohio
(3/12/2026)
RR
Oklahoma
(3/12/2026)
RR
Oregon
(3/12/2026)
RR
Pennsylvania
(3/12/2026)
RR
Puerto Rico
(3/12/2026)
RR
Rhode Island
(3/12/2026)
RR
South Carolina
(3/12/2026)
RR
South Dakota
(3/12/2026)
RR
Tennessee
(3/12/2026)
RR
Texas
(3/12/2026)
RR
Utah
(3/12/2026)
RR
Vermont
(3/12/2026)
RR
Virgin Islands
(3/12/2026)
RR
Virginia
(3/12/2026)
RR
Washington
(3/12/2026)
RR
West Virginia
(3/12/2026)
RR
Wisconsin
(3/12/2026)
RR
Wyoming
(3/12/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/20/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/12/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 9/23/2002
Limited Representative-Equity Trader Exam
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/8/2018
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/18/2016
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RF
ROBINHOOD FINANCIAL, LLC
CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Mailing Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Phone number
(650) 761-7789
Established
Delaware since 08/24/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROBINHOOD MARKETS, INC100% OWNER
BILLINGS, MATTHEW JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER1915377
CAVALLARO, ANTHONY JOSEPHCHIEF COMPLIANCE OFFICER1607925
GALVIN, SCOT SEANPRINCIPAL OPERATIONS OFFICER3226179
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP3103432
KOLLER, WALTERCHIEF OPERATING OFFICER1932260
QUIRK, STEVEN MARKMANAGER2728768
SUBRAMANIAN, SIVARAMAKRISHNANMANAGER7339479

Disclosures

Regulatory Event56
Arbitration7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBINHOOD FINANCIAL, LLC

CRD#: 165998Westlake, TX 76262

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