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Samuel J. Saladino
TRINITY INVESTMENT MANAGEMENT
Arlington, TX 76011
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CRD#: 2719049
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Professional summary
Samuel Joseph Saladino III, CFP®, who also goes by Sam Saladino III, is a registered financial advisor currently at TRINITY INVESTMENT MANAGEMENT, LLC located in Arlington, Texas.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Samuel has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sam Saladino Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) IWP Capital, LLC is not an investment related business. The business is located at 200 N. Mesquite Street, Suite 205, Arlington, TX 76011. The business provides screening and proxy voting services. Sam serves as one of the managing directors and started in January 2012. Sam works 80 hours per month in the business and some of those hours are during trading hours.
2) Nolan Catholic HS; Executive Board Member; business investment related: No; 4501 Bridge Street Fort Worth TX 76103; Catholic High School; Non paid role supporting local high school; Start date with business: 2017-08-01; Hours devoted to business outside trading hours: 1.
3) Nolan Catholic HS; Chairman - Finance Committee; business investment related: Yes; 4501 Bridge Street Fort Worth TX 76103; Finance Committee for Catholic High School; no paid role advising on financial issues; Start date with business: 2018-08-01; Hours devoted to business outside trading hours: 1.
4) Board Member; Legatus - Fort Worth Chapter; Investment Related: No; Location: 800 W Loop 820 South Fort Worth TX 76108; Description of the business: Faith based organization; Responsibilities Duties: Non paid role supporting local faith based entity; Start date with business: 2019-01-01; Hours devoted to business outside trading hours: 1;
5) Board Member; Diocese of Ft. Worth; Investment Related: No; Location: 800 W Loop 820 South Fort Worth TX 76108; Description of the business: Member of Audit Committee; Responsibilities Duties: non paid role supporting audit committee of local Catholic Diocese; Start date with business: 2019-01-01; Hours devoted to business outside trading hours: 1;
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Joseph Saladino III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 11, 2005 - Present
TRINITY INVESTMENT MANAGEMENT, LLC
Office #1: 200 N Mesquite Street, Suite 205, Arlington, TX 76011RIA
CRD#: 133873
Arlington, TX
Past
January 5, 2007 - March 24, 2010
MATRIX CAPITAL GROUP, INC.
BD
CRD#: 33364
NEW YORK, NY
Past
March 12, 1996 - February 7, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ARLINGTON, TX
Past
March 6, 1996 - February 7, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 6, 1996 - February 7, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TRINITY INVESTMENT MANAGEMENT, LLC
TRINITY FIDUCIARY PARTNERS, LLC | TRINITY WEALTH MANAGERS, LLC | TRINITY WEALTH MANAGEMENT, L.P. | TRINITY INVESTMENT MANAGEMENT, LLC
CRD#: 133873 / SEC#: 801-67457
RIA
Registered Investment Advisory firm - (1/5/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(10/1/2019)
IAR
Texas(2/11/2005)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TI
TRINITY INVESTMENT MANAGEMENT, LLC
TRINITY FIDUCIARY PARTNERS, LLC | TRINITY WEALTH MANAGERS, LLC | TRINITY WEALTH MANAGEMENT, L.P. | TRINITY INVESTMENT MANAGEMENT, LLC
CRD#: 133873 / SEC#: 801-67457
RIA
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Contact information
Main Address
201 Main Street Suite 1198, Fort Worth, TX 76102
Mailing Address
Phone number
(682) 348-1732
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 127,337,225 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
