Marceil H. Shepherd
STRATEGIC ADVISERS LLC | Vice President, Executive Planning Consultant
RIO RANCHO, NM
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CRD#: 2718845
Professional summary
Marceil Helene Shepherd, CFP®, who also goes by Marceil Helene Hughes, Marceil Helene Rathbun, Marceil Helene Schwappach, Marceil Helene Shepherd, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Rio Rancho, New Mexico and FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.
Marceil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Marceil has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
"My work experience - in both financial services and employee benefits - has helped define who I am and how I approach working with clients. I place the highest value on providing an exceptional client experience each and every day. I want clients to feel confident when working with me."
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marceil Helene Hughes | Marceil Helene Rathbun | Marceil Helene Schwappach | Marceil Helene Shepherd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marceil Helene Shepherd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
College of Santa Fe
Bachelor of Business Administration - Management
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: New Mexico Other, Santa Fe, NM 87501RIA
CRD#: 104555
RIO RANCHO, NM
Current
December 20, 2011 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 279 West South Temple, Salt Lake City, UT 84104BD
CRD#: 7784
Salt Lake City, UT
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ALBUQUERQUE, NM
Past
January 4, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PALO ALTO, CA
Past
April 15, 2005 - May 5, 2011
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ALBUQUERQUE, NM
Past
March 12, 1996 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
ALBUQUERQUE, NM
Past
March 12, 1996 - May 5, 2011
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ALBUQUERQUE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2024)
RR
Alaska(1/5/2024)
RR
Arizona(8/21/2017)
RR
Arkansas(4/9/2021)
RR
California(2/21/2012)
IAR
California(3/31/2025)
RR
Colorado(8/21/2017)
RR
Connecticut(4/23/2020)
RR
Delaware(4/9/2021)
RR
District of Columbia(9/29/2023)
RR
Florida(10/7/2015)
RR
Georgia(3/15/2017)
RR
Hawaii(9/18/2020)
RR
Idaho(1/21/2020)
RR
Illinois(3/15/2017)
RR
Indiana(4/9/2021)
RR
Iowa(4/9/2021)
RR
Kansas(1/5/2024)
RR
Kentucky(4/9/2021)
RR
Louisiana(4/9/2021)
RR
Maine(1/5/2024)
RR
Maryland(3/15/2017)
RR
Massachusetts(10/7/2015)
RR
Michigan(7/15/2020)
RR
Minnesota(10/7/2015)
RR
Mississippi(1/5/2024)
RR
Missouri(4/9/2021)
RR
Montana(8/8/2020)
RR
Nebraska(1/5/2024)
RR
Nevada(8/21/2017)
RR
New Hampshire(10/7/2015)
RR
New Jersey(10/7/2015)
RR
New Mexico(12/1/2020)
IAR
New Mexico(3/31/2025)
RR
New York(10/7/2015)
RR
North Carolina(10/8/2015)
RR
North Dakota(1/5/2024)
RR
Ohio(10/8/2015)
RR
Oklahoma(4/9/2021)
RR
Oregon(10/7/2015)
RR
Pennsylvania(3/15/2017)
RR
Rhode Island(4/9/2021)
RR
South Carolina(2/12/2021)
RR
South Dakota(10/7/2015)
RR
Tennessee(4/23/2020)
RR
Texas(10/7/2015)
IAR
Texas(3/31/2025)
RR
Utah(4/9/2021)
RR
Vermont(8/21/2017)
RR
Virginia(3/15/2017)
RR
Washington(10/7/2015)
RR
West Virginia(4/23/2020)
RR
Wisconsin(4/9/2021)
RR
Wyoming(9/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Executive Planning ConsultantCRD#: 104555Rio Rancho, NMTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
