JC
James M. Carnevale
SENTINEL PENSION ADVISORS.
READING, MA 01867
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CRD#: 2710745
JC
Professional summary
James Michael Carnevale, AIF®, CFP®, who also goes by Jim Carnevale, is a registered financial advisor currently at SENTINEL PENSION ADVISORS, LLC. located in Reading, Massachusetts and SENTINEL SECURITIES, LLC. located in Wakefield, Massachusetts.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. James has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Estate Planning
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Jim Carnevale
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SENTINEL MANAGEMENT COMPANY LLC. 100 Quannapowitt Parkway, Suite 300, Wakefield, MA 01880. MEMBER OF LLC. DATE OF INCEPTION JANUARY 2, 2007. NATURE OF BUSINESS: MANAGEMENT COMPANY. 40 HOURS PER WEEK PERFORMING MANAGEMENT SERVICES FOR SENTINEL SECURITIES, INC. SENTINEL PENSION ADVISORS, INC. SENTINEL BENEFITS GROUP, INC., SENTINEL INSURANCE AGENCY, AND ACORN INSURANCE AGENCY. COMPENSATION PAID BASED ON PERFORMANCE OF COMPANIES BASED ON EBIDA, FROM FOCUS FINANCIAL PARTNERS, LLC. THE PORTION RELATING TO SENTINEL SECURITIES AND SENTINEL PENSION ADVISORS IS INVESTMENT RELATED. FULL TIME WORK IS PERFORMED DURING TRADING HOURS OF 9:30-4.
CRS (Client Relationship Summary) - RIA
Click below to view James Michael Carnevale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
July 25, 2002 - Present
SENTINEL PENSION ADVISORS, LLC.
Office #1: 55 Walkers Brook Drive, Reading, MA 01867RIA
CRD#: 109901
READING, MA
Current
August 9, 2001 - Present
SENTINEL SECURITIES, LLC.
Office #1: 100 Quannapowitt Pkwy Suite 300, Wakefield, MA 01880BD
CRD#: 110942
Wakefield, MA
Past
March 28, 2000 - February 23, 2001
TIER ONE PARTNERS, INC.
BD
CRD#: 4090
BELLEAIRE BEACH, FL
Past
April 4, 1996 - July 22, 1999
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
April 4, 1996 - July 22, 1999
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SENTINEL PENSION ADVISORS, LLC.
SENTINEL ADVISORS | SENTINEL PENSION ADVISORS, LLC. | SENTINEL PENSION ADVISORS, LLC | SENTINEL PENSION ADVISORS INC | SENTINEL GROUP | SENTINEL FINANCIAL GROUP | SENTINEL BENEFITS & FINANCIAL GROUP
CRD#: 109901 / SEC#: 801-55783
RIA
Registered Investment Advisory firm - (8/5/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/15/2002)
RR
District of Columbia(1/3/2012)
RR
Florida(6/11/2007)
RR
Illinois(11/1/2013)
RR
Maine(1/3/2012)
RR
Massachusetts(8/16/2001)
IAR
Massachusetts(7/25/2002)
RR
Michigan(1/3/2012)
RR
New Hampshire(4/8/2004)
IAR
New Hampshire(10/20/2021)
RR
New Jersey(1/3/2012)
RR
New York(3/13/2002)
IAR
Rhode Island(1/9/2017)
RR
Texas(2/28/2012)
IAR
Texas(6/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SENTINEL PENSION ADVISORS, LLC.
SENTINEL ADVISORS | SENTINEL PENSION ADVISORS, LLC. | SENTINEL PENSION ADVISORS, LLC | SENTINEL PENSION ADVISORS INC | SENTINEL GROUP | SENTINEL FINANCIAL GROUP | SENTINEL BENEFITS & FINANCIAL GROUP
CRD#: 109901 / SEC#: 801-55783
RIA
Registered Investment Advisory firm - (8/5/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880
Mailing Address
Phone number
(781) 914-1450
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,113 |
| AUM (Assets Under Management) | $ 10,730,228,384 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 09/23/2024 | ||
| 10/23/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SENTINEL PENSION ADVISORS, LLC.
CRD#: 109901Reading, MA 01867TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
