Tracy A. Poole

ALLSTATE FINANCIAL ADVISORS

Knoxville, TN 37917-1401

CRD#: 2681620

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Professional summary

Tracy Allen Poole, who also goes by T Cook, Tracy Allen Cook, Tracy Cook, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Knoxville, Tennessee and ALLSTATE FINANCIAL SERVICES, LLC located in Knoxville, Tennessee.

Tracy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Tracy has worked at 13 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

T Cook | Tracy Allen Cook | Tracy Cook

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Allen Poole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2026 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 4752 Centerline Dr, Knoxville, TN 37917-1401

RIA

CRD#: 109524

Knoxville, TN

Current

April 27, 2026 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 4752 Centerline Dr, Knoxville, TN 37917-1401

CRD#: 18272

Knoxville, TN

Past

June 29, 2023 - December 31, 2025

FAOC, LLC

RIA

CRD#: 318158

Largo, FL

Past

June 1, 2008 - June 30, 2023

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

Abingdon, VA

Past

June 1, 2008 - June 30, 2023

OSAIC INSTITUTIONS, INC.

CRD#: 35371

Abingdon, VA

Past

January 3, 2008 - June 1, 2008

BI INVESTMENTS, LLC

RIA

CRD#: 125437

JOHNSON CITY, TN

Past

October 30, 2007 - December 31, 2007

BI INVESTMENTS, LLC

RIA

CRD#: 125437

JOHNSON CITY, TN

Past

January 21, 2005 - June 1, 2008

BI INVESTMENTS, LLC

CRD#: 125437

JOHNSON CITY, TN

Past

January 10, 2005 - July 22, 2007

BI INVESTMENTS, LLC

RIA

CRD#: 125437

JOHNSON CITY, TN

Past

October 2, 2002 - August 4, 2003

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

April 30, 2001 - October 2, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

April 20, 1999 - April 23, 2001

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

MEMPHIS, TN

Past

June 3, 1998 - March 25, 1999

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

December 12, 1997 - March 10, 1998

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

April 24, 1997 - November 21, 1997

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

November 27, 1995 - July 23, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 27, 1995 - July 23, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Tennessee
(4/2/2026)

Tennessee
(5/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/9/2026

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/29/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tracy A. Poole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Allen Poole's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

FAOC, LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

BI INVESTMENTS, LLC

BI INVESTMENTS, LLC

BI INVESTMENTS, LLC

BI INVESTMENTS, LLC

AMSOUTH INVESTMENT SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

FIRST HORIZON ADVISORS, INC.

BANC ONE SECURITIES CORPORATION

FSC SECURITIES CORPORATION

WELLS FARGO BROKERAGE SERVICES, L.L.C.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/9/2026

Series 65

Date: 4/29/2003

SIE

Date: 10/1/2018

Series 7

Date: 11/24/1995

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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