Jason D. Lane

SANTANDER US CAPITAL MARKETS LLC

New York, NY 10022

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CRD#: 2671708

Professional summary

Jason Dearmond Lane, who also goes by Jason Lane, is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jason Lane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Dearmond Lane's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2023 - Present

SANTANDER US CAPITAL MARKETS LLC

Office #1: 437 Madison Avenue 6th - 8th Floor, New York, NY 10022

CRD#: 150696

New York, NY

Past

October 4, 2021 - February 6, 2023

SANTANDER INVESTMENT SECURITIES INC.

CRD#: 37216

NEW YORK, NY

Past

August 20, 2018 - September 27, 2021

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

April 3, 1998 - April 24, 1998

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

November 29, 1997 - January 16, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 6, 1997 - January 16, 1998

SALOMON BROTHERS INC.

CRD#: 740

Past

September 30, 1996 - January 16, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

June 4, 1996 - August 22, 1996

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/17/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/2018

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/12/1997

Registered Options Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

SANTANDER US CAPITAL MARKETS LLC

CRD#: 150696 / SEC#: , 8-68282

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

437 Madison Avenue 6th - 8th Floor, New York, NY 10022

Mailing Address

437 Madison Avenue 6th Floor, New York, NY 10022

Phone number

(212) 872-0100

Established

Delaware since 01/14/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SANTANDER CAPITAL HOLDINGS LLC	SOLE MEMBER
LANE, JASON DEARMOND	CHIEF COMPLIANCE OFFICER	2671708
PACHECO, MERCEDES MARIA	CHIEF LEGAL OFFICER	2909083
PRIETO-MORENO, GERARDO	PRINCIPAL OPERATIONS OFFICER	7295411
SANTANGELO, MICHAEL JOHN	CFO	4705334
VITALE, PAUL N	FINOP, PRINCIPAL FINANCIAL OFFICER	5909566
WALSH, JOSEPH NORTON III	CEO	2804671

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason D. Lane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Dearmond Lane's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANTANDER INVESTMENT SECURITIES INC.

NATWEST MARKETS SECURITIES INC.

UBS CAPITAL MARKETS L.P.

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

SALOMON BROTHERS INC.

NEUBERGER BERMAN BD LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/5/1995

Series 14

Date: 1/2/2023

Series 24

Date: 8/27/2018

Series 4

Date: 2/12/1997

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

SANTANDER US CAPITAL MARKETS LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SANTANDER US CAPITAL MARKETS LLC

TRUST BUT VERIFY

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