David A. Paul

WOOSTER, OH

Some features on this profile are disabled

CRD#: 2664970

Professional summary

David Andrew Paul Jr., who also goes by David Andrew Paul Jr, David Andrew Paul, Drew Paul, was a registered financial advisor .

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David had worked at 11 firms and has passed the Series 66, Series 6TO, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Andrew Paul Jr | David Andrew Paul | Drew Paul

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Andrew Paul Jr. President. Started 10/01/2022. Consulting, 10Hrs/ month. $5,000 compensation.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2025 - Present

WOOSTER, OH

Past

June 13, 2024 - August 5, 2025

STIRLINGSHIRE INVESTMENTS

CRD#: 310576

NEW YORK CITY, NY

Past

June 11, 2024 - August 5, 2025

STIRLINGSHIRE INVESTMENTS

RIA

CRD#: 327779

Wooster, OH

Past

January 24, 2023 - February 20, 2024

GOLDEN RESERVE RETIREMENT, LLC

RIA

CRD#: 283588

Akron, OH

Past

December 21, 2021 - June 28, 2022

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

COLUMBUS, OH

Past

December 20, 2021 - June 28, 2022

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

COLUMBUS, OH

Past

August 22, 2014 - October 5, 2021

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

TAMPA, FL

Past

August 12, 2014 - October 5, 2021

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

TAMPA, FL

Past

July 17, 2012 - August 5, 2013

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ORLANDO, FL

Past

July 16, 2012 - August 5, 2013

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ORLANDO, FL

Past

July 11, 2007 - June 28, 2012

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

ORLANDO, FL

Past

July 3, 2007 - July 10, 2007

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

ORLANDO, FL

Past

July 3, 2007 - June 28, 2012

FIFTH THIRD SECURITIES, INC.

CRD#: 628

ORLANDO, FL

Past

July 6, 2005 - March 16, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

WAYNE, MI

Past

July 6, 2005 - March 16, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

WAYNE, MI

Past

September 26, 2002 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

INDIANAPOLIS, IN

Past

November 11, 1997 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

October 6, 1995 - November 7, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 6/13/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/5/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/30/2013

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/8/2013

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/28/2001

General Securities Principal Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David A. Paul

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STIRLINGSHIRE INVESTMENTS

GOLDEN RESERVE RETIREMENT, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2001

Series 6TO

Date: 6/13/2024

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/29/1998

Series 6

Date: 10/5/1995

Series 4

Date: 3/30/2013

Series 53

Date: 3/8/2013

Series 24

Date: 8/28/2001

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

Similar Advisors