MZ
Marc C. Zeitoun
COLUMBIA MANAGEMENT INVESTMENT ADVISERS
New York, NY 10017
Some features on this profile are disabled
CRD#: 2639942
MZ
Professional summary
Marc Claude Zeitoun, who also goes by Marc Zeitoun, is a registered financial advisor currently at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC located in New York, New York and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in New York, New York.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Marc has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marc Zeitoun
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marc Claude Zeitoun's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2017 - Present
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
Office #1: 485 Lexington Avenue 10th Floor, New York, NY 10017RIA
CRD#: 108257
New York, NY
Current
September 15, 2016 - Present
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Office #1: 485 Lexington Ave Fl 12, New York, NY 10017-2619BD
CRD#: 840
New York, NY
Past
August 7, 2013 - September 16, 2016
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
NEW YORK, NY
Past
January 12, 2012 - May 7, 2012
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
BD
CRD#: 39805
NEW YORK, NY
Past
April 14, 2009 - October 12, 2010
SECURITY GLOBAL INVESTORS
RIA
CRD#: 144107
SAN FRANCISCO, CA
Past
April 14, 2009 - May 7, 2012
GUGGENHEIM INVESTMENTS
RIA
CRD#: 105477
NEW YORK, NY
Past
April 14, 2009 - May 7, 2012
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
NEW YORK, NY
Past
October 5, 2007 - October 16, 2009
SECURITY DISTRIBUTORS
BD
CRD#: 3336
TOPEKA, KS
Past
February 23, 1999 - September 21, 2006
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
September 18, 1996 - February 12, 1999
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
August 16, 1995 - September 18, 1996
CHEMICAL INVESTMENT SERVICES CORP.
BD
CRD#: 36312
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/15/2016)
RR
Alaska(9/15/2016)
RR
Arizona(9/15/2016)
RR
Arkansas(9/15/2016)
RR
California(9/15/2016)
RR
Colorado(9/15/2016)
RR
Connecticut(9/15/2016)
RR
Delaware(9/15/2016)
RR
District of Columbia(9/15/2016)
RR
Florida(9/15/2016)
RR
Georgia(9/15/2016)
RR
Hawaii(9/15/2016)
RR
Idaho(9/15/2016)
RR
Illinois(9/15/2016)
RR
Indiana(9/15/2016)
RR
Iowa(9/15/2016)
RR
Kansas(9/15/2016)
RR
Kentucky(9/15/2016)
RR
Louisiana(9/15/2016)
RR
Maine(9/15/2016)
RR
Maryland(9/15/2016)
RR
Massachusetts(9/15/2016)
IAR
Massachusetts(5/15/2017)
RR
Michigan(9/15/2016)
RR
Minnesota(9/15/2016)
RR
Mississippi(9/15/2016)
RR
Missouri(9/15/2016)
RR
Montana(9/15/2016)
RR
Nebraska(9/15/2016)
RR
Nevada(9/15/2016)
RR
New Hampshire(9/15/2016)
RR
New Jersey(9/15/2016)
RR
New Mexico(9/15/2016)
RR
New York(9/15/2016)
IAR
New York(4/7/2021)
RR
North Carolina(9/15/2016)
RR
North Dakota(9/15/2016)
RR
Ohio(9/15/2016)
RR
Oklahoma(9/15/2016)
RR
Oregon(9/15/2016)
RR
Pennsylvania(9/15/2016)
RR
Puerto Rico(9/15/2016)
RR
Rhode Island(9/15/2016)
RR
South Carolina(9/15/2016)
RR
South Dakota(9/15/2016)
RR
Tennessee(9/15/2016)
RR
Texas(9/15/2016)
RR
Utah(9/15/2016)
RR
Vermont(9/15/2016)
RR
Virgin Islands(9/15/2016)
RR
Virginia(9/15/2016)
RR
Washington(9/15/2016)
RR
West Virginia(9/15/2016)
RR
Wisconsin(9/15/2016)
RR
Wyoming(9/15/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
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Contact information
Main Address
290 Congress Street, Boston, MA 02210
Mailing Address
Phone number
(800) 225-2365
Established
Firm type
Fiscal year end
# of Employees
910
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
