Paul J. Komendat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Joseph Komendat, who also goes by Paul J Komendat, Paul Joseph Komendat, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2000. Paul had worked at 15 firms and has passed the Series 66, Series 63, Series 6TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - July 28, 2025
STRATEGIC ADVISERS LLC
January 21, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 5, 2021 - July 28, 2025
FIDELITY BROKERAGE SERVICES LLC
August 24, 2020 - October 1, 2021
W&S BROKERAGE SERVICES, INC.
January 13, 2015 - May 20, 2015
MML INVESTORS SERVICES, LLC
August 4, 2014 - October 1, 2014
ONEAMERICA SECURITIES, INC.
September 24, 2013 - June 13, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
April 22, 2013 - May 9, 2013
NATIONWIDE SECURITIES, LLC
May 28, 2010 - April 5, 2012
CHASE INVESTMENT SERVICES CORP.
February 6, 2007 - May 14, 2010
NYLIFE SECURITIES LLC
March 6, 2003 - January 16, 2007
FORESTERS EQUITY SERVICES, INC.
August 26, 2002 - March 3, 2003
METROPOLITAN LIFE INSURANCE COMPANY
August 26, 2002 - March 3, 2003
MSI FINANCIAL SERVICES, INC.
November 6, 2000 - July 24, 2001
MADISON SECURITIES, INC.
May 16, 2000 - October 25, 2000
WILLIAM BLAIR
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/21/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
