Paul J. Komendat

Some features on this profile are disabled

CRD#: 2538248

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Joseph Komendat, who also goes by Paul J Komendat, Paul Joseph Komendat, was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 2000. Paul had worked at 15 firms and has passed the Series 66, Series 63, Series 6TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul J Komendat | Paul Joseph Komendat

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 31, 2025 - July 28, 2025

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

TINLEY PARK, IL

Past

January 21, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

TINLEY PARK, IL

Past

October 5, 2021 - July 28, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Past

August 24, 2020 - October 1, 2021

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

ORLAND PARK, IL

Past

January 13, 2015 - May 20, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

MOKENA, IL

Past

August 4, 2014 - October 1, 2014

ONEAMERICA SECURITIES, INC.

CRD#: 4173

TINLEY PARK, IL

Past

September 24, 2013 - June 13, 2014

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

TINLEY PARK, IL

Past

April 22, 2013 - May 9, 2013

NATIONWIDE SECURITIES, LLC

CRD#: 11173

GLEN ELLYN, IL

Past

May 28, 2010 - April 5, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

February 6, 2007 - May 14, 2010

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

March 6, 2003 - January 16, 2007

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SCHAUMBURG, IL

Past

August 26, 2002 - March 3, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 26, 2002 - March 3, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

November 6, 2000 - July 24, 2001

MADISON SECURITIES, INC.

CRD#: 32176

CHICAGO, IL

Past

May 16, 2000 - October 25, 2000

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/7/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/29/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 3/21/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 5/15/2000

General Securities Representative Examination

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Paul J. Komendat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

W&S BROKERAGE SERVICES, INC.

MML INVESTORS SERVICES, LLC

ONEAMERICA SECURITIES, INC.

COUNTRY CAPITAL MANAGEMENT COMPANY

NATIONWIDE SECURITIES, LLC

CHASE INVESTMENT SERVICES CORP.

NYLIFE SECURITIES LLC

FORESTERS EQUITY SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MADISON SECURITIES, INC.

WILLIAM BLAIR

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/7/2022

Series 63

Date: 6/29/2000

Series 6TO

Date: 3/21/2024

Series 7

Date: 5/15/2000

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors