Johnnie D. Goodman

LBG ADVISOR

Fresno, CA 93711

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CRD#: 2501970

Professional summary

Johnnie Darren Goodman is a registered financial advisor currently at LBG ADVISOR located in Fresno, California.

Johnnie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Johnnie has worked at 5 firms and has passed the Series 65, Series 63, Series 66, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JOHNNIE DARREN GOODMAN AS AN INDIVIDUAL, RETIREMENT PLANNER, LIFE INS CONSULTING, ESTATE PLANNING CONSULTING, LTC INSURANCE. 1 HOURS PER WEEK DEVOTED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnnie Darren Goodman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2014 - Present

LBG ADVISOR

Office #1: 8050 N Palm Ave, Ste 300, Fresno, CA 93711

RIA

CRD#: 164065

Fresno, CA

Past

May 31, 2012 - December 31, 2013

LBG ADVISOR

RIA

CRD#: 164065

CLOVIS, CA

Past

August 1, 2003 - July 14, 2006

STONEX SECURITIES INC.

CRD#: 18456

FRESNO, CA

Past

November 5, 2002 - August 18, 2003

OSAIC FS, INC.

RIA

CRD#: 3870

FRESNO, CA

Past

November 4, 2002 - August 18, 2003

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

August 29, 2000 - August 30, 2002

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

FRESNO, CA

Past

March 10, 1998 - August 30, 2002

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

January 27, 1998 - April 10, 1998

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/4/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/9/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/8/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/23/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/19/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LBG ADVISOR

LBG ADVISOR | LIBERTY BENEFITS GROUP, LLC

CRD#: 164065 / SEC#:

California

Registered Investment Advisory firm - (5/30/2012 Approved)

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Contact information

Main Address

8050 N Palm Ave, Ste 300, Fresno, CA 93711

Mailing Address

Phone number

(800) 733-8089

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 13,103,264

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Johnnie D. Goodman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnnie Darren Goodman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LBG ADVISOR

STONEX SECURITIES INC.

OSAIC FS, INC.

OSAIC FS, INC.

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2012

Series 63

Date: 3/9/2012

Series 66

Date: 7/8/2000

Series 7

Date: 6/20/2000

Series 6

Date: 1/23/1998

Series 26

Date: 5/19/1999

Current Firm

LBG ADVISOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LBG ADVISOR

TRUST BUT VERIFY

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