PS
Paul F. Strebel
ALLSPRING FUNDS DISTRIBUTOR
Milwaukee, WI 53202
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CRD#: 2474031
PS
Professional summary
Paul Francis Strebel, who also goes by Paul Strebel, is a registered financial professional currently at ALLSPRING FUNDS DISTRIBUTOR, LLC located in Milwaukee, Wisconsin.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Paul Strebel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Paul Francis Strebel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2023 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
Office #1: 417 E Chicago Street, Milwaukee, WI 53202BD
CRD#: 133366
Milwaukee, WI
Past
March 19, 2014 - December 20, 2022
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
SAN MATEO, CA
Past
December 1, 2005 - February 10, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
CHAPEL HILL, NC
Past
February 5, 1997 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
CHAPEL HILL, NC
Past
October 7, 1996 - February 6, 1997
RODMAN & RENSHAW INC.
BD
CRD#: 724
CHICAGO, IL
Past
December 6, 1995 - October 3, 1996
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Past
August 4, 1995 - September 19, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
BD
CRD#: 19418
NEW YORK, NY
Past
May 17, 1994 - August 14, 1995
SALOMON BROTHERS INC.
BD
CRD#: 740
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/17/2023)
RR
Alaska(1/17/2023)
RR
Arizona(1/17/2023)
RR
Arkansas(1/17/2023)
RR
California(1/17/2023)
RR
Colorado(1/17/2023)
RR
Connecticut(1/17/2023)
RR
Delaware(1/17/2023)
RR
District of Columbia(1/17/2023)
RR
Florida(1/17/2023)
RR
Georgia(1/17/2023)
RR
Hawaii(1/17/2023)
RR
Idaho(1/17/2023)
RR
Illinois(1/17/2023)
RR
Indiana(1/17/2023)
RR
Iowa(1/17/2023)
RR
Kansas(1/17/2023)
RR
Kentucky(1/17/2023)
RR
Louisiana(1/17/2023)
RR
Maine(1/17/2023)
RR
Maryland(1/17/2023)
RR
Massachusetts(1/17/2023)
RR
Michigan(1/17/2023)
RR
Minnesota(1/17/2023)
RR
Mississippi(1/17/2023)
RR
Missouri(1/17/2023)
RR
Montana(1/17/2023)
RR
Nebraska(1/17/2023)
RR
Nevada(1/17/2023)
RR
New Hampshire(1/17/2023)
RR
New Jersey(1/17/2023)
RR
New Mexico(1/17/2023)
RR
New York(1/17/2023)
RR
North Carolina(1/17/2023)
RR
North Dakota(1/17/2023)
RR
Ohio(1/17/2023)
RR
Oklahoma(1/17/2023)
RR
Oregon(1/17/2023)
RR
Pennsylvania(1/17/2023)
RR
Puerto Rico(1/17/2023)
RR
Rhode Island(1/17/2023)
RR
South Carolina(1/17/2023)
RR
South Dakota(1/17/2023)
RR
Tennessee(1/17/2023)
RR
Texas(1/17/2023)
RR
Utah(1/17/2023)
RR
Vermont(1/17/2023)
RR
Virgin Islands(1/17/2023)
RR
Virginia(1/17/2023)
RR
Washington(1/17/2023)
RR
West Virginia(1/17/2023)
RR
Wisconsin(1/17/2023)
RR
Wyoming(1/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSPRING FUNDS DISTRIBUTOR, LLC
ALLSPRING FUNDS DISTRIBUTOR, LLC | WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD#: 133366 / SEC#: , 8-66716
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1415 Vantage Park Drive, Charlotte, NC 28203
Mailing Address
417 E Chicago Street, Milwaukee, WI 53052
Phone number
(888) 877-9275
Established
Delaware since 07/09/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLC | PARENT | |
| GIBSON, LORI MITCHUM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 3070238 |
| KENNEY, JOHN DUFF | DIRECTOR | 2387755 |
| MCKINLEY, KATHERINE SANDMAN | CHIEF LEGAL OFFICER | 6807581 |
| MONINGER, JOHN KENNETH | PRESIDENT/CHAIRMAN | 2494976 |
| WILARY, CAROLYN ANN | CHIEF COMPLIANCE OFFICER | 4220513 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLSPRING FUNDS DISTRIBUTOR, LLC
CRD#: 133366Milwaukee, WI 53202TRUST BUT VERIFY
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