Brian A. Gunnels
Professional summary
Brian Alan Gunnels, who also goes by Brian Alan Grunnels, is a registered financial professional currently at CARTY, HARDING & HEARN, INC. located in Little Rock, Arkansas.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1994. Brian has worked at 4 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Alan Gunnels's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2023 - Present
CARTY, HARDING & HEARN, INC.
Office #1: 900 S. Shackleford Rd Suite 100, Little Rock, AR 72211November 19, 2021 - July 6, 2023
FNBB CAPITAL MARKETS, LLC
March 24, 2000 - March 29, 2000
BOK FINANCIAL SECURITIES, INC.
March 28, 1994 - November 30, 2016
CREWS & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2023)
(8/4/2023)
(7/11/2023)
(7/7/2023)
(7/24/2023)
(7/18/2023)
(7/12/2023)
(12/16/2024)
(7/25/2023)
(7/10/2023)
(11/20/2023)
(2/23/2024)
(7/25/2023)
(7/15/2023)
(7/14/2025)
(3/11/2024)
(7/12/2023)
(7/11/2023)
(7/10/2023)
(7/7/2023)
(7/18/2023)
Exams
FINRA
Current Firm
CARTY, HARDING & HEARN, INC.
CRD#: 7001 / SEC#: , 8-19082
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 19 |
Red Flags
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Company Information
CARTY, HARDING & HEARN, INC.
CRD#: 7001Little Rock, AR 72211TRUST BUT VERIFY
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