Matthew F. Rigatti
Professional summary
Matthew Forrest Rigatti, who also goes by Matthew Rigatti, Matthew Forrest Rigutti, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Salem, New Hampshire.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Forrest Rigatti's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Forrest Rigatti's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2021 - Present
OSAIC WEALTH, INC.
Office #1: 23 Keewaydin Drive Suite 205, Salem, NH 03079December 10, 2021 - Present
OSAIC WEALTH, INC.
Office #1: 23 Keewaydin Drive Suite 205, Salem, NH 03079June 7, 2019 - March 1, 2021
CANTELLA & CO., INC.
January 7, 2014 - January 20, 2016
SIGNATOR FINANCIAL SERVICES, INC.
November 14, 2011 - November 2, 2018
SIGNATOR INVESTORS, INC.
January 1, 2002 - November 15, 2011
JOHN HANCOCK DISTRIBUTORS LLC
February 13, 1996 - January 1, 2002
MANUFACTURERS SECURITIES SERVICES, LLC
November 16, 1994 - January 19, 1995
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2023)
(1/27/2022)
(1/2/2022)
(2/14/2022)
(10/1/2024)
(3/9/2023)
(1/2/2022)
(1/2/2022)
(1/2/2022)
(6/14/2023)
(12/10/2021)
(12/10/2021)
(4/14/2022)
(3/7/2023)
(3/8/2023)
(12/13/2022)
(3/8/2023)
(1/7/2025)
(10/10/2024)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Salem, NH 03079TRUST BUT VERIFY
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