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Michele S. Mateuszczyk

NAVIAN CAPITAL SECURITIES LLC
Delray Beach, FL 33484
Some features on this profile are disabled
CRD#: 2413565
MM

Professional summary

Michele Stacey Mateuszczyk, who also goes by Michele Stacey Bligh, Michele Stacey Kanhor, Michele Stacey Kantor, Michele S Mateuszczyk, is a registered financial professional currently at NAVIAN CAPITAL SECURITIES LLC located in Delray Beach, Florida.

Michele is registered as a RR (Registered Representative) and started their career in finance in 1997. Michele has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michele Stacey Bligh | Michele Stacey Kanhor | Michele Stacey Kantor | Michele S Mateuszczyk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michele Stacey Mateuszczyk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2021 - Present

NAVIAN CAPITAL SECURITIES LLC

Office #1: 5300 West Atlantic Ave. Suite 602, Delray Beach, FL 33484
BD
CRD#: 145037
Delray Beach, FL
Past

September 3, 2015 - July 8, 2021

INDEPENDENT FINANCIAL GROUP, LLC

BD
CRD#: 7717
DELRAY BEACH, FL
Past

November 22, 2010 - September 10, 2015

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
NEW YORK, NY
Past

July 14, 2010 - August 27, 2010

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
NEW YORK, NY
Past

November 25, 2003 - July 19, 2010

CHICAGO INVESTMENT GROUP, LLC

BD
CRD#: 11853
NEW YORK, NY
Past

January 2, 2002 - August 8, 2002

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY
Past

February 14, 2000 - January 2, 2002

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

September 29, 1999 - January 24, 2000

ROBERTSON STEPHENS, INC.

BD
CRD#: 41271
SAN FRANCISCO, CA
Past

October 5, 1998 - July 2, 1999

TRADE.COM ONLINE SECURITIES, INC.

BD
CRD#: 36189
NEW YORK, NY
Past

May 16, 1997 - September 8, 1998

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

March 26, 1997 - April 17, 1997

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/16/2021)
RR
Ohio
(1/4/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 8/12/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/8/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/23/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/5/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NAVIAN CAPITAL SECURITIES LLC
CD FUNDING SECURITIES, LLC | NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037 / SEC#: , 8-67695

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 Walnut Street Suite 2500, Cincinnati, OH 45202
Mailing Address
425 Walnut Street Suite 2500, Cincinnati, OH 45202
Phone number
(513) 980-3264
Established
Delaware since 06/23/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NAVIAN CAPITAL, LLCOWNER, SOLE MEMBER
BONACCI, TIMOTHY JOHNPRESIDENT, CEO, SROP, CROP4194271
JENKINS, ROBERT PATRICKCHIEF FINANCIAL OFFICER AND COO6030790
RUSSELL, SARAH DETLINGPRINCIPAL FINANCIAL OFFICER & FINOP6727189
STACHE, PAUL GERARDCHIEF COMPLIANCE OFFICER1170097

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037Delray Beach, FL 33484

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