Colin S. Macintosh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Scott Macintosh was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 1993. Colin had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2018 - January 17, 2019
CDV FUND MANAGEMENT, LLC
December 22, 2015 - December 21, 2018
CARBON BEACH ASSET MANAGEMENT, LLC
May 21, 2004 - November 9, 2007
NATWEST MARKETS SECURITIES INC.
June 29, 1998 - July 14, 1998
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
June 3, 1996 - September 2, 1997
SBC WARBURG, INC.
November 29, 1995 - June 3, 1996
S.G. WARBURG & CO. INC.
May 26, 1993 - April 7, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CDV FUND MANAGEMENT, LLC
CRD#: 299346 / SEC#: 801-114332
Contact information
Red Flags
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