JW
Jonathan D. Webb
OFG FINANCIAL SERVICES
Salina, KS 67401
Some features on this profile are disabled
CRD#: 2306209
JW
Professional summary
Jonathan Dale Webb, who also goes by John D. Webb, is a registered financial advisor currently at OFG FINANCIAL SERVICES, INC. located in Salina, Kansas.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jonathan has worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John D. Webb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WEBB & ASSOCIATES, INC-CORPORATION OWNED BY JOHN & KELLI WEBB SET UP TO PROVIDE FOR THE DAY TO DAY OFFICE EXPENSES & EMPLOYEE BENEFITS AND OFFICE LEASE-SALARY-85% TIME SPENT; PATHWAY FINANCIAL SOLUTIONS, LLC-INSURANCE AGENCY RUNNING ALL SECTION 125 AND OTHER INSURANCE BUSINESS WITH VARIOUS COMPANIES-BAY BRIDGE ADMIN, DELTA DENTAL, SURRENCY VISION,VISION CARE DIRECT,LEPLEY EMPLOYEE BENEFITS,NATION GUARDIAN, GENWORTH, AMERICAN GENERAL, AIG, BANNER LIFE, MUTUAL OF OMAHA-COMMISSIONS-10% TIME SPENT; JK WEBB PROPERTIES, LLC-SET UP TO HOLD 3 RENTAL PROPERTIES AS WELL AS OFFICE BUILDING PURCHASE-LESS THAN 5% TIME SPENT-INCLUDES FARM OPERATIONS-SOME INCOME FROM CATTLE, GRAINS, AND FROM FARM GROUND OWNED AND RENTED OUT(PASSIVE INCOME). SACRED HEART HIGH SCHOOL FOUNDATION-NON-PROFIT FOUNDATION COMMITTEE-TREASURER-NO COMPENSATION-1% OF TIME SPENT. ST. MARY'S PARISH-NON-PROFIT FINANCE COMMITTEE-NO COMPENSATION-1% OF TIME SPENT.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Dale Webb's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Dale Webb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
OFG FINANCIAL SERVICES, INC.
Office #1: 120 S. Santa Fe, Salina, KS 67401RIA
BD
CRD#: 23940
Salina, KS
Current
January 5, 1993 - Present
OFG FINANCIAL SERVICES, INC.
Office #1: 120 S. Santa Fe, Salina, KS 67401RIA
BD
CRD#: 23940
Salina, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OFG FINANCIAL SERVICES, INC.
DEARBORN AND CREGGS, INC. | SECURITY FINANCIAL SERVICES, INC. | PATHWAY FINANCIAL SOLUTIONS | OGDON FINANCIAL SERVICES, INC. | OFG FINANCIAL SERVICES, INC. | MODERN ADVISOR GROUP
CRD#: 23940 / SEC#: 801-127727, 8-40770
RIA
Registered Investment Advisory firm - SEC (4/24/2023 Approved)Arizona
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Kansas
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Missouri
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/14/2025 Terminated)Texas
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/8/2013)
RR
Iowa(2/27/1996)
RR
Kansas(1/19/1993)
IAR
Kansas(1/3/2011)
RR
Texas(11/29/2012)
IAR
Texas(12/6/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OF
OFG FINANCIAL SERVICES, INC.
DEARBORN AND CREGGS, INC. | SECURITY FINANCIAL SERVICES, INC. | PATHWAY FINANCIAL SOLUTIONS | OGDON FINANCIAL SERVICES, INC. | OFG FINANCIAL SERVICES, INC. | MODERN ADVISOR GROUP
CRD#: 23940 / SEC#: 801-127727, 8-40770
RIA
Registered Investment Advisory firm - SEC (4/24/2023 Approved)Arizona
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Kansas
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Missouri
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/14/2025 Terminated)Texas
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
Townsite Plaza #2, Suite # 105 Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515
Mailing Address
Townsite Plaza #2, Suite # 105 120 Se 6th Avenue, Topeka, KS 66603-3515
Phone number
(785) 233-4071
Established
Kansas since 12/12/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
37
SEC notice filing (5 States and Territories)
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 270,000,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
