Lawrence W. Littig

INSTITUTIONAL SECURITIES

Dallas, TX 75219

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CRD#: 2294446

Professional summary

Lawrence Wadsworth Littig JR, who also goes by Lawrence Wadsworth Littig Jr, Lawrence Littig, Rip Littig, is a registered financial professional currently at INSTITUTIONAL SECURITIES CORPORATION located in Dallas, Texas.

Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1992. Lawrence has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lawrence Wadsworth Littig Jr | Lawrence Littig | Rip Littig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lawrence Wadsworth Littig JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2025 - Present

INSTITUTIONAL SECURITIES CORPORATION

Office #1: 3500 Oak Lawn Ave Suite 400, Dallas, TX 75219

CRD#: 20291

Dallas, TX

Past

July 1, 2008 - June 6, 2025

CAMBRIDGE INTERNATIONAL SECURITIES, LLC

CRD#: 39137

WESTPORT, CT

Past

March 5, 2007 - July 2, 2008

CANTOR FITZGERALD & CO.

CRD#: 134

DARIEN, CT

Past

January 6, 2003 - March 2, 2007

AMHERST SECURITIES GROUP, L.P.

CRD#: 31141

WESTPORT, CT

Past

October 15, 2002 - January 9, 2003

CAMBRIDGE INTERNATIONAL SECURITIES, LLC

CRD#: 39137

WESTPORT, CT

Past

February 14, 1997 - November 28, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 28, 1995 - February 24, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 30, 1992 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(6/4/2025)

New York
(8/12/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INSTITUTIONAL SECURITIES CORPORATION

INSTITUTIONAL SECURITIES CORPORATION | ISC GROUP, INC.

CRD#: 20291 / SEC#: 801-36967, 8-38158

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

3500 Oak Lawn Ave Suite 400, Dallas, TX 75219

Mailing Address

3500 Oak Lawn Ave Suite 400, Dallas, TX 75219

Phone number

(214) 520-1115

Established

Texas since 06/24/1987

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
ISC GROUP, INC.	OWNS APPLICANT
HAYES, SCOTT ALLEN	PRESIDENT	2375916
NEIDLINGER, CHRISTOPHER WADE	CHIEF COMPLIANCE OFFICER	2963179
STERLING, DONALD WILLIAM	FINANCIAL OPERATIONS PRINCIPAL	1192425

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lawrence W. Littig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lawrence Wadsworth Littig JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INTERNATIONAL SECURITIES, LLC

CANTOR FITZGERALD & CO.

AMHERST SECURITIES GROUP, L.P.

CAMBRIDGE INTERNATIONAL SECURITIES, LLC

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2001

Series 63

Date: 12/21/1992

SIE

Date: 10/1/2018

Series 7

Date: 11/25/1992

FINRA

Current Firm

INSTITUTIONAL SECURITIES CORPORATION

Contact information

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INSTITUTIONAL SECURITIES CORPORATION

TRUST BUT VERIFY

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