AT
Aidan J. Toomey
FIDELITY BROKERAGE SERVICES LLC
Smithfield, RI 02917
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CRD#: 2284914
AT
Professional summary
Aidan Joseph Toomey, who also goes by Aidan Joseph Toomey, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Aidan is registered as a RR (Registered Representative) and started their career in finance in 1992. Aidan has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Aidan Joseph Toomey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Aidan Joseph Toomey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
August 3, 2023 - September 26, 2023
BERENBERG CAPITAL MARKETS LLC
BD
CRD#: 156757
NEW YORK, NY
Past
June 7, 2023 - July 28, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
July 30, 2018 - March 1, 2023
TOURMALINE PARTNERS, LLC
BD
CRD#: 154492
STAMFORD, CT
Past
May 9, 2016 - June 11, 2018
OUTSET GLOBAL TRADING LIMITED
BD
CRD#: 281065
New York, NY
Past
January 27, 2014 - December 15, 2015
PRIME EXECUTIONS, INC.
BD
CRD#: 32889
NEW YORK, NY
Past
September 13, 2010 - April 10, 2012
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
NEW YORK, NY
Past
June 3, 2008 - August 12, 2010
JEFFERIES LLC
BD
CRD#: 2347
NEW YORK, NY
Past
March 20, 2006 - June 16, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
April 11, 2005 - March 6, 2006
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK CITY, NY
Past
April 11, 1994 - March 16, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
August 24, 1993 - March 24, 1994
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
NEW YORK, NY
Past
November 16, 1992 - July 22, 1993
FIRST ASSET MANAGEMENT, INC.
BD
CRD#: 17341
GARDEN CITY, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/30/2023)
RR
Alaska(10/30/2023)
RR
Arizona(10/30/2023)
RR
Arkansas(10/30/2023)
RR
California(10/30/2023)
RR
Colorado(10/30/2023)
RR
Connecticut(10/30/2023)
RR
Delaware(10/30/2023)
RR
District of Columbia(10/30/2023)
RR
Florida(10/30/2023)
RR
Georgia(10/30/2023)
RR
Hawaii(10/30/2023)
RR
Idaho(10/30/2023)
RR
Illinois(10/30/2023)
RR
Indiana(10/30/2023)
RR
Iowa(10/30/2023)
RR
Kansas(10/30/2023)
RR
Kentucky(10/30/2023)
RR
Louisiana(10/30/2023)
RR
Maine(10/30/2023)
RR
Maryland(10/30/2023)
RR
Massachusetts(10/30/2023)
RR
Michigan(10/30/2023)
RR
Minnesota(10/30/2023)
RR
Mississippi(10/30/2023)
RR
Missouri(10/30/2023)
RR
Montana(10/30/2023)
RR
Nebraska(10/30/2023)
RR
Nevada(10/30/2023)
RR
New Hampshire(10/30/2023)
RR
New Jersey(10/30/2023)
RR
New Mexico(10/30/2023)
RR
New York(10/17/2023)
RR
North Carolina(10/30/2023)
RR
North Dakota(10/30/2023)
RR
Ohio(10/31/2023)
RR
Oklahoma(10/30/2023)
RR
Oregon(10/30/2023)
RR
Pennsylvania(10/30/2023)
RR
Puerto Rico(10/30/2023)
RR
Rhode Island(10/30/2023)
RR
South Carolina(10/30/2023)
RR
South Dakota(10/30/2023)
RR
Tennessee(10/30/2023)
RR
Texas(10/30/2023)
RR
Utah(10/30/2023)
RR
Vermont(10/30/2023)
RR
Virgin Islands(10/30/2023)
RR
Virginia(10/30/2023)
RR
Washington(10/30/2023)
RR
West Virginia(10/30/2023)
RR
Wisconsin(10/30/2023)
RR
Wyoming(10/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/2/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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