Thomas D. Hooghkirk

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CRD#: 2271907

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Dominic Hooghkirk was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1992. Thomas had worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

06/2023PRESENT Molina Insurance Group; Hillsboro, Oregon; insurance sales; between 30-40 hours spent her week, and 30-40 spent during securities trading hours. When Molina Wealth Management is formed, Mr. Hooghkirk shall reduce his hours there accordingly and submit an U4 amendment to reflect the hours dedicated to the activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 6, 2024 - December 24, 2024

MOLINA WEALTH MANAGEMENT

RIA

CRD#: 327270

HILLSBORO, OR

Past

June 23, 2021 - June 27, 2023

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

BELLEVUE, WA

Past

June 23, 2021 - June 27, 2023

PRUCO SECURITIES, LLC.

CRD#: 5685

BELLEVUE, WA

Past

October 1, 2012 - March 26, 2020

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

VANCOUVER, WA

Past

October 1, 2012 - March 26, 2020

J.P. MORGAN SECURITIES LLC

CRD#: 79

VANCOUVER, WA

Past

January 1, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

PORTLAND, OR

Past

May 2, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

PORTLAND, OR

Past

October 9, 2003 - February 16, 2005

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

January 12, 1998 - May 2, 2009

WAMU INVESTMENTS, INC.

CRD#: 599

MEDFORD, OR

Past

July 9, 1993 - January 8, 1998

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

December 23, 1992 - July 8, 1993

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 22, 1992 - January 18, 1993

SPELMAN & CO., INC.

CRD#: 10232

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/11/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/31/2012

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 12/28/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/5/1998

General Securities Principal Examination

Current Firm

MOLINA WEALTH MANAGEMENT

MOLINA WEALTH MANAGEMENT | MOLINA WEALTH MANAGEMENT, LLC

CRD#: 327270 / SEC#:

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Contact information

Main Address

1425 Se Tualatin Valley Highway Suite 4, Hillsboro, OR 97123-5035

Mailing Address

Phone number

(503) 430-0238

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas D. Hooghkirk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

PRINCIPAL FUNDS DISTRIBUTOR, INC.

WAMU INVESTMENTS, INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

OSAIC WEALTH, INC.

SPELMAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2009

Series 63

Date: 9/11/1992

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/31/1992

Series 4

Date: 12/31/2012

Series 53

Date: 12/28/2009

Series 24

Date: 2/5/1998

Current Firm

MOLINA WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

MOLINA WEALTH MANAGEMENT

TRUST BUT VERIFY

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