Keith D. Bernard
Professional summary
Keith David Bernard is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio and NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio.
Keith is registered as a RR (Registered Representative) and started their career in finance in 1992. Keith has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 10, Series 9, Series 26 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith David Bernard's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2013 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215April 22, 2014 - Present
NATIONWIDE FUND DISTRIBUTORS LLC
Office #1: One Nationwide Plaza 1-18-102, Columbus, OH 43215July 28, 2008 - June 18, 2012
ALPS DISTRIBUTORS, INC.
August 15, 2007 - January 3, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
March 27, 2007 - August 2, 2007
NATIONAL FINANCIAL SERVICES LLC
March 16, 1992 - March 27, 2007
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2013)
Exams
Series 8
Date: 2/15/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| JESTICE, KEVIN THOMAS | MANAGER | 5363377 |
| MONNIN, JENNIFER LYNNE | CHIEF MARKETING OFFICER | 3126618 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
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