Donald R. Pollard
Professional summary
Donald Robert Pollard, who also goes by Don Pollard, is a registered financial professional currently at WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC. located in Shelton, Connecticut and BMI CAPITAL INTERNATIONAL LLC located in New York, New York.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1992. Donald has worked at 33 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10, Series 14, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Robert Pollard's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2017 - Present
WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.
Office #1: 2 Corporate Drive Suite 770, Shelton, CT 06484August 16, 2017 - Present
BMI CAPITAL INTERNATIONAL LLC
Office #1: 535 5th Avenue 22nd Floor, New York, NY 10017December 3, 2022 - Present
SGI SECURITIES LLC
Office #1: 7 Penn Plaza Suite 1400, New York, NY 10001August 11, 2023 - Present
QUINBROOK CAPITAL PARTNERS LLC
Office #1: 75 Rockefeller Plaza Suite 24a, New York, NY 10019June 3, 2024 - Present
EASTGATE SECURITIES, LLC
Office #1: 40 Wall Street Ste 2931, New York, NY 10005December 19, 2023 - April 5, 2024
CENTER STREET SECURITIES, INC.
May 23, 2023 - September 6, 2023
XNERGY FINANCIAL LLC
August 8, 2022 - May 14, 2024
VCEXPRESS FINANCIAL LTD
August 24, 2020 - January 22, 2021
CURTIS POINT CAPITAL
February 19, 2020 - January 18, 2021
DALMORE GROUP LLC
July 16, 2019 - October 6, 2020
CAPITAL FINANCIAL SERVICES, INC.
March 7, 2019 - November 26, 2021
EASTGATE SECURITIES, LLC
January 23, 2019 - November 2, 2020
CBC SECURITIES, INC.
November 9, 2017 - June 28, 2021
LAKERIDGE CAPITAL INC.
October 30, 2017 - December 18, 2018
RICHARD JAMES & ASSOCIATES, INC.
May 23, 2017 - September 29, 2017
CAPITAL FINANCIAL SERVICES, INC.
July 18, 2016 - November 29, 2017
SW FINANCIAL
October 7, 2015 - July 19, 2016
NEWPORT COAST SECURITIES, INC.
April 30, 2015 - September 23, 2015
PHX FINANCIAL, INC.
March 27, 2015 - April 21, 2015
LEGEND SECURITIES, INC.
March 12, 2015 - March 20, 2015
SIXTEEN SECURITIES, INC.
March 17, 2014 - March 17, 2015
BROOKVILLE CAPITAL PARTNERS
December 9, 2010 - September 20, 2012
NEW ENGLAND SECURITIES
December 9, 2010 - September 20, 2012
MSI FINANCIAL SERVICES, INC.
January 25, 2010 - March 23, 2010
GLOBAL ARENA CAPITAL CORP
August 31, 2009 - January 15, 2010
DEVELOPMENT CORPORATION FOR ISRAEL
December 1, 2005 - May 15, 2009
CITIGROUP GLOBAL MARKETS INC.
May 25, 2005 - December 8, 2005
OPPENHEIMER & CO. INC.
June 8, 2004 - May 24, 2005
LIGHTSPEED PROFESSIONAL TRADING LLC
September 10, 2003 - June 11, 2004
E*TRADE SECURITIES LLC
December 20, 2002 - October 1, 2003
UBS FINANCIAL SERVICES INC.
April 3, 1995 - July 17, 2001
QUICK & REILLY, INC.
August 10, 1993 - April 3, 1995
TD AMERITRADE, INC.
February 23, 1993 - June 7, 1993
KENSINGTON WELLS INCORPORATED
December 1, 1992 - January 15, 1993
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2017)
(9/9/2023)
(11/3/2025)
Exams
Series 8
Date: 8/7/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
EASTGATE SECURITIES, LLC
CRD#: 146671 / SEC#: , 8-67837
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
EASTGATE SECURITIES, LLC
CRD#: 146671Shelton, CT 06484TRUST BUT VERIFY
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