George L. Cvijic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Louis Cvijic was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1991. George had worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2010 - February 25, 2026
WESTMINSTER FINANCIAL SECURITIES, INC.
April 1, 2010 - February 25, 2026
WESTMINSTER FINANCIAL ADVISORY CORP
December 22, 2008 - March 30, 2010
GUNNALLEN FINANCIAL, INC
December 22, 2008 - March 30, 2010
GUNNALLEN FINANCIAL, INC
March 30, 2006 - December 23, 2008
JANNEY MONTGOMERY SCOTT LLC
November 18, 1996 - December 23, 2008
JANNEY MONTGOMERY SCOTT LLC
August 23, 1995 - December 6, 1996
MORGAN STANLEY DW INC.
December 16, 1992 - August 3, 1995
METROPOLITAN LIFE INSURANCE COMPANY
December 16, 1992 - August 3, 1995
MSI FINANCIAL SERVICES, INC.
August 30, 1991 - November 28, 1992
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
WESTMINSTER FINANCIAL SECURITIES, INC.
CRD#: 20677 / SEC#: , 8-38426
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.