Marguireta Heger

NATIONAL FINANCIAL SERVICES LLC

Boston, MA 02210

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CRD#: 2160188

Professional summary

Marguireta Heger, who also goes by Marguireta Una Heger, Marguireta Una Mezzetti, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Boston, Massachusetts.

Marguireta is registered as a RR (Registered Representative) and started their career in finance in 1991. Marguireta has worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marguireta Una Heger | Marguireta Una Mezzetti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marguireta Heger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2022 - Present

NATIONAL FINANCIAL SERVICES LLC

Office #1: 245 Summer Street, Boston, MA 02210

CRD#: 13041

Boston, MA

Past

February 8, 2023 - February 14, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

August 8, 1996 - November 10, 2005

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

September 19, 1991 - March 4, 1996

EATON VANCE DISTRIBUTORS, INC.

CRD#: 8039

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/18/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 7/1/2022

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 7/1/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/18/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NATIONAL FINANCIAL SERVICES LLC

NATIONAL FINANCIAL SERVICES CORPORATION | NATIONAL FINANCIAL SERVICES, LLC | NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041 / SEC#: 801-50706, 8-26740

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

245 Summer Street Mail Zone Z2h, Boston, MA 02210

Mailing Address

Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262

Phone number

(617) 563-7000

Established

Delaware since 06/08/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

2,100

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	SOLE MEMBER
ADAMS, ROBERT JOHN	CHIEF OPERATIONS OFFICER/ELECTED MANAGER	1291582
CRUPI, KAREN MICHELE	CHIEF LEGAL OFFICER	2982229
DEPOALO, RONALD EDWARD	PRESIDENT	5995085
DYER, JANET MARIE	CHIEF COMPLIANCE OFFICER	3186352
RHODES, NOAH BUTLER	CHIEF FINANCIAL OFFICER	6546392
TESAURO, THOMAS JOHN	ELECTED MANAGER	1862532

Disclosures

Regulatory Event	47
Civil Event	1
Arbitration	14

Red Flags

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Marguireta Heger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marguireta Heger's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

EATON VANCE DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/18/1991

Series 99TO

Date: 7/1/2022

SIE

Date: 7/1/2022

Series 6

Date: 9/18/1991

FINRA

Current Firm

NATIONAL FINANCIAL SERVICES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NATIONAL FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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