Stephen C. Lovell
Lovell Wealth Management | PresidentAFFILIATED WITH REALTA INVESTMENT ADVISORS,
EMERALD HILLS, CA
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CRD#: 2146222
Professional summary
Stephen Claude Forsyth Lovell, CFP®, who also goes by Claude Forsyth Lovell, Stephen F Lovell, Stephen Forsyth Lovell, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Emerald Hills, California and REALTA EQUITIES, INC. located in Wilmington, Delaware.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Stephen has worked at 15 firms and has passed the Series 63, Series 79TO, Series 6TO, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Health Care
Employee and Employer Plan Ben...
Long-term Care
Insurance Planning
Comprehensive Financial Planni...
Retirement Income Management
Estate Planning
Do you have an area of expertise or specialization?
Comprehensive Financial Planni...
Annuities
Charitable & Planned Giving
Business Taxes
Asset Allocation
Estate Planning
Investment Management
Insurance
Real Estate
Retirement
Stocks & Bonds
Long-term Care
Medical & Health Issues
Sudden Wealth
Personal Taxes
Are you a "fiduciary"?
Yes
Aliases
Claude Forsyth Lovell | Stephen F Lovell | Stephen Forsyth Lovell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LOVELL WEALTH MANAGEMENT; INVESTMENT RELATED; 723 TEMESCAL WAY, EMERALD HILLS, CA 94062; DBA FOR MY FINANCIAL PLANNING PRACTICE; FINANCIAL ADVISOR; PROVIDE FINANCIAL ADVICE TO CLIENTS: START DATE: 10/2003; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. 2) REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. 3) PROVISORS; START: 6/2024; NOT INVESTMENT RELATED; MONTHLY MEETING OF PROCESSIONAL PERSONS; HUB.PROVISORS.COM; LEADER OF THE MONTHLY MEETINGS; NO COMPENSATION; 1 HOUR PER WEEK SOME DURING NORMAL TRADING HOURS. 4) TARKENTON FINANCIAL; START 11/2024; 3340 PEACHTREE RD NE SUITE 2300 ATLANTA, GA 30326; FMO; TARKENTONFINANCIAL.COM; CONSULT WITH TARKENTON CONCERNING FIA AND LIFE INSURANCE BUSINESS; NO COMPENSATION; 4 HOUR PER WEEK DURING NORMAL TRADING HOURS. 5) CA REAL ESTATE BROKER; START: 11/2024; MAINTAIN RE LICENSE - DO NOT ENGAGE IN ANY ACTIVITY; NO COMPENSATION; 0 HOURS PER WEEK. 6) SILICON VALLEY TAX; START: 12/2024; 723 TEMESCAL WAY EMERALD HILLS, CA 94062; S CORP WITH NO ACTIVITY; NO COMPENSATION; 0 HOURS PER WEEK. 6) 7) ADISA; START: 12/2024; 10401 N MERIDIAN ST SUITE 160 INDIANAPOLIS, IN 46290; PROVIDES EDUCATION TO RIA AND REGISTERED REPS ABOUT ALTS; ADISA.ORG; BOARD MEMBER AND VICE CHAIRMAN OF THE EDUCATION COMMITTEE; 1 HOURS PER WEEK NONE DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Claude Forsyth Lovell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
November 22, 2023 - Present
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
EMERALD HILLS, CA
Current
November 22, 2023 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801BD
CRD#: 23769
WILMINGTON, DE
Past
September 26, 2022 - February 1, 2024
KINGSWOOD WEALTH ADVISORS, LLC
RIA
CRD#: 288792
Emerald Hills, CA
Past
September 26, 2022 - October 17, 2023
KINGSWOOD CAPITAL PARTNERS, LLC
BD
CRD#: 288898
SAN DIEGO, CA
Past
January 7, 2019 - September 9, 2022
KALOS MANAGEMENT
RIA
CRD#: 133025
ALPHARETTA, GA
Past
January 5, 2019 - September 9, 2022
KALOS CAPITAL, INC.
BD
CRD#: 44337
Walnut Creek, CA
Past
April 3, 2017 - February 8, 2019
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
Walnut Creek, CA
Past
March 31, 2017 - February 8, 2019
INVESTACORP, INC.
BD
CRD#: 7684
WALNUT CREEK, CA
Past
October 21, 2003 - March 23, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
WALNUT CREEK, CA
Past
October 21, 2003 - March 23, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
WALNUT CREEK, CA
Past
October 28, 2002 - September 29, 2003
LPL FINANCIAL LLC
RIA
CRD#: 6413
WALNUT CREEK, CA
Past
October 28, 2002 - September 29, 2003
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 2, 2002 - October 31, 2002
OSAIC FA, INC.
RIA
CRD#: 3978
WALNUT CREEK, CA
Past
April 29, 2002 - October 31, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
April 29, 2002 - October 31, 2002
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
December 15, 1997 - April 10, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
WALNUT CREEK, CO
Past
May 15, 1997 - April 10, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 15, 1997 - April 10, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
June 10, 1991 - November 27, 1991
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
June 10, 1991 - November 27, 1991
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/8/2025)
RR
California(11/22/2023)
IAR
California(11/22/2023)
RR
Montana(12/5/2023)
RR
Nevada(11/22/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 8/19/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
Phone number
(888) 657-5200
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,958 |
| AUM (Assets Under Management) | $ 343,465,487 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REALTA INVESTMENT ADVISORS, INC
PresidentCRD#: 134952Emerald Hills, CADBA Information
Lovell Wealth Management
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Contact information
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