Earl P. Avakian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Earl Paul Avakian was a registered financial professional .
Earl is a previously registered financial professional and started their career in finance in 1991. Earl had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2020 - December 5, 2023
IP FINANCIAL ADVISORY SERVICES LLC
April 5, 2016 - September 22, 2020
INNOVATION PARTNERS LLC
April 5, 2016 - December 5, 2023
INNOVATION PARTNERS LLC
July 29, 2014 - April 5, 2016
HARBOUR INVESTMENTS, INC.
July 25, 2014 - April 5, 2016
HARBOUR INVESTMENTS, INC.
May 24, 2005 - July 28, 2014
FINANCIAL TELESIS INC
May 23, 2005 - July 28, 2014
FINANCIAL TELESIS INC
January 22, 2004 - May 27, 2005
MML INVESTORS SERVICES, LLC
February 7, 1994 - August 5, 1994
MUTUAL SERVICE CORPORATION
April 16, 1991 - May 27, 2005
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
