How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

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See the full picture before you decide

Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

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ADVISOR PROFILE

***MINICHINO FINANCIAL GROUP, LLC POSITION: sales NATURE: INSURANCE AGENT - SALES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2003 ADDRESS: 500 East Main St, Suite 328, Branford CT 06405 DESCRIPTION: Life Insurance Sales ***CLEAR STARS STABLE, LLC POSITION: passive NATURE: Thoroughbred horse partnership. 2% partial owner. Twenty people purchased 2 racehorses. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2019 ADDRESS: 81 Woodlawn Ave, New Rochelle NY 10804 DESCRIPTION: Partial owner with no active involvement of day-to-day operations. ***MINICHINO WEALTH MANAGEMENT, LLC POSITION: Advisor NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISOR REPRESENTATIVE- INVESTMENT ADVISORY- INVESTMENT RELATED- START DATE: 11/2004 LOCATED AT 500 EAST MAIN ST. SUITE 328 BRANFORD, CT 06405 INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 11/01/2004 ADDRESS: 500 E Main St., Branford CT 06405 DESCRIPTION: Investment Advisor

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

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Ralph Antonio Minichino

Experience: 32 years / 4 firms

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