JG
Jay L. Gershman
REDHAWK WEALTH ADVISORS
FARMINGTON, CT 06032
Some features on this profile are disabled
CRD#: 2124843
JG
Professional summary
Jay Lawrence Gershman, AIF®, who also goes by Jay L Gershman, Jay Lawrence Gershman, is a registered financial advisor currently at REDHAWK WEALTH ADVISORS, INC. located in Farmington, Connecticut and SILVER OAK SECURITIES, INCORPORATED located in Farmington, Connecticut.
Jay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Jay has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jay L Gershman | Jay Lawrence Gershman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. REDHAWK WEALTH ADVISOR POSITION: Investment advisor representative INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: START DATE: 05/01/2023. 433 SOUTH MAIN STREET, SUITE 210, WEST HARFORD, CT 06110 USA, 55437. I will manage investments and charge fees for planning. 2. TRUSTEE: POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: 33 Cliffmore Rd, West Hartford CT 06107 DESCRIPTION: I am trustee of my mother's trust that invests in stock, variable annuity and bank deposits 3. POSITION: agent NATURE: Insurance Sales- life and Health INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 09/01/1991 ADDRESS: 433 South Main St, West Hartford CT 06110 DESCRIPTION: Variable life is investment related 4. PIATERER VERIEN: POSITION: President Elect NATURE: President Elect of Fraternal Cemetery Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: PO Box 310449, Newington CT 06131 DESCRIPTION: Hold Board meetings and manage the cemetery 5. POA: POSITION: POA NATURE: Power of Attorney INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 33 Cliffmore Rd, West Hartford CT 06107 DESCRIPTION: I am Power of Attorney on my wife and mothers investment accounts. 6. RETIREMENT VISIONS LLC: POSITION: Owner/member NATURE: DBA used for investment advisory services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 7 START DATE: 06/01/2007 ADDRESS: 433 SOUTH MAIN ST, STE 210, WEST HARTFORD CT 06110 DESCRIPTION: I am owner and member of this DBA that employs staff in the business of giving financial advice and is the umbrella organization for all activities related to the insurance, investment and planning. 7. INVESTMENTS WITH NEW ENGLAND PARTNERS: POSITION: Investor; INVESTMENT RELATED; Stamford, CT; START DATE: 01/2021; 0hrs/mnth during securities trading hours; 0hrs/mnth outside of securities trading hours. Passive investor in apartment and commercial buildings. Receives a quarterly dividend and annual K-1s.
CRS (Client Relationship Summary) - RIA
Click below to view Jay Lawrence Gershman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 1, 2023 - Present
REDHAWK WEALTH ADVISORS, INC.
Office #1: 20 Waterside Drive Suite 201, Farmington, CT 06032RIA
CRD#: 146616
FARMINGTON, CT
Current
May 2, 2023 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 20 Waterside Drive Suite 201, Farmington, CT 06032RIA
BD
CRD#: 46947
Farmington, CT
Past
September 18, 2020 - May 2, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
WEST HARTFORD, CT
Past
September 18, 2020 - May 2, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WEST HARTFORD, CT
Past
June 13, 2007 - September 18, 2020
SSN ADVISORY, INC.
RIA
CRD#: 126090
WEST HARTFORD, CT
Past
January 2, 2001 - July 2, 2007
ADVICEONE ADVISORY SERVICES, LLC
RIA
CRD#: 111614
GLASTONBURY, CT
Past
November 27, 1995 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
WEST HARTFORD, CT
Past
January 30, 1992 - June 20, 1996
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
March 14, 1991 - January 22, 1992
GREEN HILL FINANCIAL SERVICE CORPORATION
BD
CRD#: 4882
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
REDHAWK WEALTH ADVISORS, INC.
ACE TAX & FINANCIAL | WEST END WEALTH MANAGEMENT | WEALTH STRONG LIFE SOLUTIONS | VALLEY MARKETING AND CONSULTING | TOP RANK ADVISORS LLC | THOMPSON WEALTH MANAGEMENT | THE WITTMAN GROUP, INC. | THE FINANCIAL LEGACY GROUP | TCG PROSPERITY | TAN FINANCIAL SOLUTIONS | SYNCHRONIZED WEALTH STRATEGIES LLC | SUN CITY FINANCIAL | STROM FINANCIAL | SIS SERVICES | SFG TAX ADVISORS, LLC | SCOTT GREENAMEYER WEALTH ADVISOR | SCF WEALTH, LLC | RETIREMENT VISIONS | REDHAWK WEALTH ADVISORS, INC. | REDHAWK WEALTH ADVISORS (NO DBA NAME) | RAY HODGES FINANCIAL GROUP | PLAN WISE | PATTEN FINANCIAL GROUP, LLC | PANICHI BLAIR WEALTH ADVISORS | ORIGIN FINANCIAL GROUP LLC | NUVO WEALTH | LOWRY FINANCIAL ADVISORS, INC. | LIVING BENEFITS, LLC | LANGE FINANCIAL ADVISORS, INC. | KINGDOM CALLING | KEEP YOUR WEALTH LLC | K & A WEALTH ADVISORS | JAMES C NEATHERY & ASSOCIATES | INTEGRITY FINANCIAL SERVICES, LLC | ILUMA FINANCIAL PARTNERS | GREENE FINANCIAL SERVICES, INC. | FOCUSED FINANCIAL SOLUTIONS | FIRSTFRUITS ASSET MANAGEMENT | FINANCIAL STRATEGIES GROUP | FINANCIAL INDEPENDENCE TEAM, LLC | ET INVESTMENTS INC. | EQUITY FINANCIAL GROUP | ELLEMAN INVESTMENT MANAGEMENT | DI FIDUCIA LLC | DGL CAPITAL | CRITERIUM FINANCIAL ADVISORS, LTD. | COX AND COMPANY, LLC | CLEAR FINANCIAL STRATEGIES, LLC | CHAMBERLAIN ADVISORY GROUP, INC | CHADWICK FINANCIAL SERVICES | ATLAS WEALTH MANAGEMENT | ASPEN CREEK CAPITAL MANAGEMENT LLC | ANNUITY BENEFITS COUNSELORS, INC. | ALPINE INVESTMENT MANAGEMENT | ALLIANCE FINANCIAL GROUP | ALINK CAPTIVE INSURANCE SERVICES | ALINK CAPITAL PRESERVATION AND RISK MANAGEMENT, LLC | ACE TAX & FINANCIAL, INC.
CRD#: 146616 / SEC#: 801-68902
RIA
Registered Investment Advisory firm - (3/6/2008 Approved)Rhode Island
Registered Investment Advisory firm - (2/10/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Connecticut(5/1/2023)
RR
Connecticut(5/2/2023)
RR
Florida(5/2/2023)
IAR
Florida(11/28/2023)
RR
Georgia(5/2/2023)
RR
Massachusetts(5/2/2023)
RR
New Hampshire(5/2/2023)
RR
New York(5/2/2023)
RR
North Carolina(5/2/2023)
RR
Pennsylvania(5/2/2023)
RR
South Carolina(5/2/2023)
IAR
Texas(9/29/2023)
RR
Virginia(5/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 10/31/2003
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RW
REDHAWK WEALTH ADVISORS, INC.
ACE TAX & FINANCIAL | WEST END WEALTH MANAGEMENT | WEALTH STRONG LIFE SOLUTIONS | VALLEY MARKETING AND CONSULTING | TOP RANK ADVISORS LLC | THOMPSON WEALTH MANAGEMENT | THE WITTMAN GROUP, INC. | THE FINANCIAL LEGACY GROUP | TCG PROSPERITY | TAN FINANCIAL SOLUTIONS | SYNCHRONIZED WEALTH STRATEGIES LLC | SUN CITY FINANCIAL | STROM FINANCIAL | SIS SERVICES | SFG TAX ADVISORS, LLC | SCOTT GREENAMEYER WEALTH ADVISOR | SCF WEALTH, LLC | RETIREMENT VISIONS | REDHAWK WEALTH ADVISORS, INC. | REDHAWK WEALTH ADVISORS (NO DBA NAME) | RAY HODGES FINANCIAL GROUP | PLAN WISE | PATTEN FINANCIAL GROUP, LLC | PANICHI BLAIR WEALTH ADVISORS | ORIGIN FINANCIAL GROUP LLC | NUVO WEALTH | LOWRY FINANCIAL ADVISORS, INC. | LIVING BENEFITS, LLC | LANGE FINANCIAL ADVISORS, INC. | KINGDOM CALLING | KEEP YOUR WEALTH LLC | K & A WEALTH ADVISORS | JAMES C NEATHERY & ASSOCIATES | INTEGRITY FINANCIAL SERVICES, LLC | ILUMA FINANCIAL PARTNERS | GREENE FINANCIAL SERVICES, INC. | FOCUSED FINANCIAL SOLUTIONS | FIRSTFRUITS ASSET MANAGEMENT | FINANCIAL STRATEGIES GROUP | FINANCIAL INDEPENDENCE TEAM, LLC | ET INVESTMENTS INC. | EQUITY FINANCIAL GROUP | ELLEMAN INVESTMENT MANAGEMENT | DI FIDUCIA LLC | DGL CAPITAL | CRITERIUM FINANCIAL ADVISORS, LTD. | COX AND COMPANY, LLC | CLEAR FINANCIAL STRATEGIES, LLC | CHAMBERLAIN ADVISORY GROUP, INC | CHADWICK FINANCIAL SERVICES | ATLAS WEALTH MANAGEMENT | ASPEN CREEK CAPITAL MANAGEMENT LLC | ANNUITY BENEFITS COUNSELORS, INC. | ALPINE INVESTMENT MANAGEMENT | ALLIANCE FINANCIAL GROUP | ALINK CAPTIVE INSURANCE SERVICES | ALINK CAPITAL PRESERVATION AND RISK MANAGEMENT, LLC | ACE TAX & FINANCIAL, INC.
CRD#: 146616 / SEC#: 801-68902
RIA
Registered Investment Advisory firm - (3/6/2008 Approved)Rhode Island
Registered Investment Advisory firm - (2/10/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8500 Normandale Lake Blvd Suite 960, Bloomington, MN 55437
Mailing Address
Phone number
(952) 835-4295
Established
Firm type
Fiscal year end
# of Employees
55
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,283 |
| AUM (Assets Under Management) | $ 1,837,536,390 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
