Joseph P. D'anniballe

1858 WEALTH MANAGEMENT

Akron, OH 44333

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CRD#: 2120625

Professional summary

Joseph Paul D'anniballe, CFP®, who also goes by Joseph P Danniballe, Joseph Paul Danniballe, is a registered financial advisor currently at 1858 WEALTH MANAGEMENT, LLC located in Akron, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Akron, Ohio.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Long-term Care

Education Planning

Insurance Planning

Estate Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Joseph P Danniballe | Joseph Paul Danniballe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Mr. D'Anniballe is dually registered with 1858 Wealth Management and Purshe Kaplan Sterling Investments Inc ("PKS"). He has worked as an investment advisor representative and Partner of 1858 Wealth Management since 01/2020 Start 01/2020. 160 hours per month, 7 daily during trading. Business is conducted from 3250 West Market Street, #105, Akron, OH 44333. He spends approximately 10% of his time as working as a registered representative of PKS, from the same address 2. Fixed Insurance. Not Investment Related. 3250 West Market Street, #105, Akron, OH 44333. Insurance. Agent. Start 02/2020. 5 hours per week not during trading. Insurance Sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Paul D'anniballe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

January 3, 2020 - Present

1858 WEALTH MANAGEMENT, LLC

Office #1: 3250 West Market Street Suite 105, Akron, OH 44333

RIA

CRD#: 305817

Akron, OH

Current

March 18, 2020 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 3250 West Market Street, #105, Akron, OH 44333

CRD#: 35747

Akron, OH

Past

November 12, 2009 - January 9, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

AKRON, OH

Past

November 12, 2009 - January 9, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

AKRON, OH

Past

October 18, 2005 - December 2, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

AKRON, OH

Past

October 14, 2005 - December 2, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

AKRON, OH

Past

January 4, 1996 - October 20, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BATH, OH

Past

March 27, 1991 - October 20, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 19, 1991 - March 21, 1991

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

1858 WEALTH MANAGEMENT, LLC

CRD#: 305817 / SEC#: 801-117807

RIA

Registered Investment Advisory firm - (12/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/29/2020)

North Carolina
(5/6/2020)

IAR

Ohio
(1/3/2020)

Ohio
(3/18/2020)

South Carolina
(5/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/8/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/24/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/30/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/14/2009

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/8/2009

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

1858 WEALTH MANAGEMENT, LLC

CRD#: 305817 / SEC#: 801-117807

RIA

Registered Investment Advisory firm - (12/13/2019 Approved)

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Contact information

Main Address

3250 West Market Street Suite 105, Akron, OH 44333

Mailing Address

Phone number

(234) 678-5183

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

1858 DISCLOSURE BROCHURE (1/24/2025)

Regulatory assets under management

Total Number of Accounts	391
AUM (Assets Under Management)	$ 207,359,129

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Joseph P. D'anniballe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Paul D'anniballe's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WALNUT STREET SECURITIES, INC.

Primary Firm SEC Registration

1858 WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/1993

Series 63

Date: 5/8/1991

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 4/24/2007

Series 7

Date: 1/30/1991

Series 10

Date: 12/14/2009

Series 9

Date: 12/8/2009

FINRA

Current Firm

1858 WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

1858 WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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