Christopher J. Rogers

7 SUMMITS INVESTMENT MANAGEMENT

IRVINE, CA 92612

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CRD#: 2119067

Professional summary

Christopher James Rogers is a registered financial advisor currently at 7 SUMMITS INVESTMENT MANAGEMENT, LLC located in Irvine, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Christopher has worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher James Rogers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2024 - Present

7 SUMMITS INVESTMENT MANAGEMENT, LLC

Office #1: 19800 Macarthur Boulevard Suite 300, Irvine, CA 92612

RIA

CRD#: 331963

IRVINE, CA

Past

October 7, 2019 - February 7, 2022

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Costa Mesa, CA

Past

April 19, 2006 - March 27, 2020

JACKSON FINANCIAL MANAGEMENT

RIA

CRD#: 108029

COSTA MESA, CA

Past

January 2, 2004 - March 9, 2004

FIRST AMERICAN TRUST

RIA

CRD#: 108923

SANTA ANA, CA

Past

August 15, 2002 - January 2, 2004

FIRST AMERICAN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 110312

NEWPORT BEACH, CA

Past

June 3, 1997 - October 14, 1998

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

June 3, 1997 - October 14, 1998

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

March 22, 1996 - March 11, 1997

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

August 16, 1993 - July 12, 1995

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

March 26, 1991 - May 7, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 28, 1991 - February 27, 1991

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

January 25, 1991 - February 5, 1991

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/24/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/23/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/26/1996

General Securities Principal Examination

Current Firm

7 SUMMITS INVESTMENT MANAGEMENT, LLC

CRD#: 331963 / SEC#:

California

Registered Investment Advisory firm - (10/1/2024 Approved)

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Contact information

Main Address

19800 Macarthur Boulevard Suite 300, Irvine, CA 92612

Mailing Address

Phone number

(714) 914-0408

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 339,075

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher J. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher James Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCER GLOBAL ADVISORS INC.

JACKSON FINANCIAL MANAGEMENT

FIRST AMERICAN TRUST

FIRST AMERICAN CAPITAL MANAGEMENT, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PACIFIC SELECT DISTRIBUTORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHATFIELD DEAN & CO., INC.

INTERFIRST CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/1992

Series 63

Date: 1/24/1991

Series 7

Date: 1/23/1991

Series 24

Date: 4/26/1996

Current Firm

7 SUMMITS INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

7 SUMMITS INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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