David M. Gooding
Professional summary
David Mark Gooding, who also goes by Mark Gooding, is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1990. David has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Mark Gooding's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2024 - Present
TRB CAPITAL MARKETS, LLC
Office #1: 112 West 34th Street 18th Floor, New York, NY 10120February 10, 2020 - September 30, 2024
ESTRADA HINOJOSA & COMPANY, INC.
November 15, 2013 - June 11, 2019
PUBLIC RESOURCES ADVISORY GROUP
August 22, 1990 - July 5, 1991
DISCOUNT CORPORATION OF NEW YORK MUNICIPALS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 2/10/2020
Municipal Securities Representative ExaminationFINRA
Current Firm
TRB CAPITAL MARKETS, LLC
CRD#: 322618 / SEC#: , 8-70999
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS REGIONAL BANK | OWNER | |
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 |
| JOHNSON, KRISTY KAY | FINOP | 4470948 |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
Red Flags
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