Terrance R. Ober
Professional summary
Terrance Ronald Ober, who also goes by Terrance R Ober, Terry Ober, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Terrance is registered as a RR (Registered Representative) and started their career in finance in 1989. Terrance has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terrance Ronald Ober's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2015 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 1251 Avenue Of The Americas Suite 4102, New York, NY 10020May 30, 2012 - October 22, 2013
VOYA INVESTMENT MANAGEMENT CO. LLC
May 29, 2012 - October 22, 2013
VOYA INVESTMENTS DISTRIBUTOR, LLC
November 16, 1998 - April 11, 2012
COHEN & STEERS SECURITIES, LLC
October 16, 1996 - October 28, 1998
WNC CAPITAL CORPORATION
May 17, 1993 - September 17, 1996
BOSTON FINANCIAL SECURITIES, INC.
August 1, 1991 - May 4, 1993
WINTHROP SECURITIES CO., INC.
December 5, 1989 - August 13, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 5, 1989 - August 13, 1991
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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