KF
Kent A. Fitzpatrick
ASSET STRATEGY ADVISORS
Natick, MA 01760-1535
Some features on this profile are disabled
CRD#: 1998842
KF
Professional summary
Kent Allan Fitzpatrick, who also goes by Fitz Fitzpatrick, is a registered financial advisor currently at ASSET STRATEGY ADVISORS, LLC located in Natick, Massachusetts and CONCORDE INVESTMENT SERVICES, LLC located in Natick, Massachusetts.
Kent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Kent has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fitz Fitzpatrick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Asset Strategy Financial Group, Inc. 1.1989, Natick, MA. Investment related. Insurance Broker; President; 10HRS/MO; 1HR/DAY; Commission income for insurance products; Sales and service of life insurance products; 2. Asset Strategy Advisors, LLC, 1/2008, Natick, MA. Investment Related; RIA; Managing Director; 120HRS/MO; 5-6HRS/DAY; Fee Income; Fee based Investment Advisory Firm; 3.Concorde Insurance Agency, 5.2018, Natick, MA, Investment related. Insurance Producer, insurance sales.1-5 hours/mo. during business hours.; 4. Asset Strategy Realty Partners, LLC. 7.2021, Natick MA, Investment related. Real Estate sales/consulting. 1-5 hours/month during trading hours; 5. Notary Public. Non-investment related.7.2019, Natick, MA. Non-Investment related. Notary. 1-5 hours per month during trading hours; 6. Asset Strategy Holdings, LLC. 6.2020, Natick, MA, Non-investment related. Owner. Holding Corporation for business organization purposes. 1-5 hours/month during trading hours; 7. Asset Strategy Innovation Group, LLC/DBA MoneyLetter. 9.2020, Natick, MA. Non-investment related. Owner. Marketing and Publishing. 1-5 hours/month during trading hours. 8. Asset Strategy Tax Consultants LLC, Non investment related, 24 Superior Drive Ste 101, Natick MA 01760, Tax Planning, Manager/Founder, Owner, tax planning is the analysis of a financial situation or plan to ensure that all elements work together to allow the lowest taxes possible. Incorporates the analysis and arrangement of the individuals situation to help minimize tax liabilities. 1-5 hours/month during non business hours, 1-5 hours month during business hours. 9. Equity Markets Group. Investment-related. Start date: 12/1/2024. 309-A Main Street Peoria, IL 61602. Marketing Consulting. Helps clients access capital efficiently. 1-5 hours during non-trading hours. 1-5 hours during trading hours. 10. Asset Strategy Tax Consultants. Non-investment related. Start date: 06/23/2025. Natrick, MA. Consultant, tax & entity structure consulting with small business owners & high net worth individuals. 1-5 hours a week during non-business hours, 21-40 hours a week during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kent Allan Fitzpatrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2006 - Present
ASSET STRATEGY ADVISORS, LLC
Office #1: 24 Superior Drive Suite 101, Natick, MA 01760-1535RIA
CRD#: 139879
Natick, MA
Current
May 25, 2018 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 24 Superior Dr. Suite 101, Natick, MA 01760BD
CRD#: 151604
Natick, MA
Past
March 13, 2008 - January 4, 2022
ASSET STRATEGY CONSULTANTS LLC
RIA
CRD#: 110800
NATICK, MA
Past
February 11, 2008 - May 24, 2018
TRIAD ADVISORS LLC
BD
CRD#: 25803
NATICK, MA
Past
November 16, 1999 - February 15, 2008
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
WELLESLEY, MA
Past
January 2, 1996 - December 7, 1999
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
January 13, 1994 - December 31, 1995
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
July 1, 1991 - January 11, 1994
LINCOLN INVESTMENT
BD
CRD#: 519
FORT WASHINGTON, PA
Past
February 8, 1991 - July 23, 1991
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
January 22, 1990 - July 23, 1991
TIER ONE PARTNERS, INC.
BD
CRD#: 4090
BELLEAIRE BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON
CRD#: 139879 / SEC#: 801-66549
RIA
Registered Investment Advisory firm - (5/15/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/14/2021)
RR
Arizona(7/17/2018)
RR
California(10/30/2018)
RR
Colorado(3/8/2024)
RR
Connecticut(7/12/2018)
RR
Delaware(9/25/2024)
RR
District of Columbia(5/21/2021)
RR
Florida(7/24/2018)
RR
Georgia(9/24/2024)
RR
Illinois(7/31/2025)
RR
Indiana(9/23/2024)
RR
Maine(2/2/2023)
RR
Maryland(9/25/2024)
IAR
Massachusetts(6/30/2006)
RR
Massachusetts(5/25/2018)
RR
Michigan(6/13/2019)
RR
Missouri(4/14/2022)
RR
New Hampshire(7/17/2018)
RR
New Jersey(2/18/2021)
RR
New Mexico(9/24/2024)
RR
New York(7/19/2018)
RR
North Carolina(9/23/2024)
RR
Pennsylvania(8/8/2019)
RR
South Carolina(9/23/2024)
RR
Texas(10/22/2019)
RR
Vermont(12/7/2023)
RR
Washington(7/21/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AS
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON
CRD#: 139879 / SEC#: 801-66549
RIA
Registered Investment Advisory firm - (5/15/2006 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
24 Superior Drive Suite 101, Natick, MA 01760-1535
Mailing Address
Phone number
(781) 235-4426
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 544 |
| AUM (Assets Under Management) | $ 917,771,097 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASSET STRATEGY ADVISORS, LLC
CRD#: 139879Natick, MA 01760-1535TRUST BUT VERIFY
Monitor Kent Fitzpatrick
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
