Charlene F. Wilson

CRAFT CAPITAL MANAGEMENT LLC

Garden City, NY 11530

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CRD#: 1935747

Professional summary

Charlene Faith Wilson is a registered financial professional currently at CRAFT CAPITAL MANAGEMENT LLC located in Garden City, New York and MIRAE ASSET SECURITIES (USA) INC. located in New York, New York.

Charlene is registered as a RR (Registered Representative) and started their career in finance in 1989. Charlene has worked at 38 firms and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charlene Faith Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2016 - Present

CRAFT CAPITAL MANAGEMENT LLC

Office #1: 377 Oak Street, Lower Concourse Ste C2, Garden City, NY 11530

CRD#: 171350

Garden City, NY

Current

May 5, 2017 - Present

MIRAE ASSET SECURITIES (USA) INC.

Office #1: 810 Seventh Avenue 37th Floor, New York, NY 10019

CRD#: 30679

New York, NY

Current

April 27, 2021 - Present

MONTEC SECURITIES LLC

Office #1: 510 Madison Avenue 9th Floor, New York, NY 10022

CRD#: 309706

New York, NY

Current

November 7, 2024 - Present

4170 SECURITIES LLC

Office #1: 372 West Ontario Street Suite 502, Chicago, IL 60654

CRD#: 326718

CHICAGO, IL

Current

August 19, 2025 - Present

CAPITOLIS GLOBAL BROKER DEALER LLC

Office #1: 11 W. 42nd Street, 15th Floor, New York, NY 10036

CRD#: 325346

New York, NY

Current

September 14, 2025 - Present

DUNHAM

Office #1: 6256 Greenwich Drive Suite 550, San Diego, CA 92122

RIA

CRD#: 13162

San Diego, CA

Past

April 3, 2025 - June 5, 2025

NOMAD INVESTMENT SERVICES

CRD#: 324105

MIAMI BEACH, FL

Past

October 28, 2024 - September 26, 2025

ETC BROKERAGE SERVICES, LLC

CRD#: 145276

DALLAS, TX

Past

December 12, 2023 - June 13, 2024

FIRST AVENUE

CRD#: 145860

NEW YORK, NY

Past

April 17, 2023 - August 1, 2023

F/M DISTRIBUTORS, LLC

CRD#: 324026

BOSTON, MA

Past

February 13, 2023 - August 16, 2023

ATOMIC BROKERAGE LLC

CRD#: 315263

NEW YORK, NY

Past

December 6, 2022 - August 5, 2024

G. A. REPPLE & COMPANY

CRD#: 17486

CASSELBERRY, FL

Past

April 28, 2022 - September 7, 2023

ENTRUSTODY FINANCIAL, LLC

CRD#: 313565

Wauwatosa, WI

Past

April 14, 2022 - December 31, 2022

ALBERT SECURITIES, LLC

CRD#: 305928

SANTA BARBARA, CA

Past

March 22, 2022 - August 24, 2023

THE GROWTH STAGE INC.

CRD#: 306193

NEW YORK, NY

Past

December 22, 2021 - January 27, 2022

TCBI SECURITIES, INC.

CRD#: 313304

DALLAS, TX

Past

December 14, 2021 - May 19, 2023

EC SECURITIES LLC

CRD#: 287845

NEW YORK, NY

Past

September 7, 2021 - August 11, 2023

JUSTLY MARKETS LLC

CRD#: 159572

NEW YORK, NY

Past

March 15, 2021 - November 9, 2021

VELOX CLEARING LLC

CRD#: 290215

MIAMI, FL

Past

June 19, 2020 - November 13, 2023

FIRST AVENUE

CRD#: 145860

NEW YORK, NY

Past

August 30, 2019 - March 2, 2021

G. A. REPPLE & COMPANY

CRD#: 17486

CASSELBERRY, FL

Past

July 10, 2019 - July 1, 2022

MIRAE ASSET WEALTH MANAGEMENT (USA) INC.

CRD#: 147991

LOS ANGELES, CA

Past

May 30, 2019 - September 5, 2023

ERG SECURITIES (US) LLC

CRD#: 121057

NORWALK, CT

Past

July 10, 2018 - November 22, 2023

SWARTWOOD, HESSE INC.

CRD#: 8603

NEW YORK, NY

Past

July 9, 2018 - November 22, 2023

HCFP/CAPITAL MARKETS LLC

CRD#: 149111

NEW YORK, NY

Past

May 3, 2017 - June 20, 2018

ALDWYCH SECURITIES LLC

CRD#: 167980

STAMFORD, CT

Past

April 8, 2016 - August 16, 2016

OAKBRIDGE FINANCIAL SERVICES

CRD#: 16323

KIRKWOOD, MO

Past

September 2, 2015 - March 12, 2019

T-REX SECURITIES, LLC

CRD#: 174831

NEW YORK, NY

Past

May 13, 2015 - August 2, 2016

CONFIGURE PARTNERS SECURITIES, LLC

CRD#: 165594

ATLANTA, GA

Past

February 12, 2014 - July 3, 2017

LUCIA SECURITIES, LLC

CRD#: 37179

SAN DIEGO, CA

Past

May 29, 2009 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

February 1, 2007 - September 12, 2008

NORTHERN FUNDS DISTRIBUTORS, LLC

CRD#: 45943

PORTLAND, ME

Past

January 29, 2007 - October 1, 2007

PERSIMMON SECURITIES, INC.

CRD#: 107943

KING OF PRUSSIA, PA

Past

January 29, 2007 - September 12, 2008

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

January 29, 2007 - September 12, 2008

MGI FUNDS DISTRIBUTORS, LLC

CRD#: 35682

PORTLAND, ME

Past

January 29, 2007 - September 12, 2008

BLACKROCK DISTRIBUTORS, INC

CRD#: 39636

KING OF PRUSSIA, PA

Past

January 29, 2007 - September 12, 2008

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934

PORTLAND, ME

Past

January 18, 2006 - September 27, 2013

HARRIS WILLIAMS

CRD#: 113930

RICHMOND, VA

Past

December 21, 2005 - September 30, 2013

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

February 5, 2004 - March 19, 2004

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

July 12, 1989 - September 27, 2013

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUNHAM

CRD#: 13162 / SEC#: 801-25803, 8-28527

RIA

Registered Investment Advisory firm - SEC (11/29/1985 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

Principal/Supervisory Exam

Series 27

Date: 4/4/1989

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

DUNHAM

CRD#: 13162 / SEC#: 801-25803, 8-28527

RIA

Registered Investment Advisory firm - SEC (11/29/1985 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

6256 Greenwich Drive Suite 550, San Diego, CA 92122

Mailing Address

P.o. Box 910309, San Diego, CA 92191

Phone number

(858) 964-0500

Established

California since 05/26/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (10 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

DAIC WRAP FEE BROCHURE - MARCH 2025 (3/28/2025)

DAIC FIRM BROCHURE - MARCH 2025 (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
DUNHAM & ASSOCIATES HOLDINGS, INC.	SHAREHOLDER
BOISCH, HELMUT	CHIEF OPERATIONS OFFICER	5371920
CAPIZZI, SALVATORE MICHAEL	CHIEF SALES AND MARKETING OFFICER	1037757
DUNHAM, JEFFREY ALAN	CHIEF EXECUTIVE OFFICER	1149167
DYKMANS, RYAN JOHN	PRESIDENT AND CHIEF INVESTMENT OFFICER	4847419
GARDYNE, JENNIFER KIM	CHIEF FINANCIAL OFFICER	8188759
PALERMO, VIKTORIA IRENA	CHIEF COMPLIANCE OFFICER	4769903

Regulatory assets under management

Total Number of Accounts	12,032
AUM (Assets Under Management)	$ 4,737,607,372

Disclosures

Regulatory Event	2
Arbitration	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
10/23/2024	Cover Page	Report
07/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charlene F. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charlene Faith Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIRAE ASSET SECURITIES (USA) INC.

MONTEC SECURITIES LLC

4170 SECURITIES LLC

CAPITOLIS GLOBAL BROKER DEALER LLC

DUNHAM

NOMAD INVESTMENT SERVICES

ETC BROKERAGE SERVICES, LLC

FIRST AVENUE

F/M DISTRIBUTORS, LLC

ATOMIC BROKERAGE LLC

G. A. REPPLE & COMPANY

ENTRUSTODY FINANCIAL, LLC

ALBERT SECURITIES, LLC

THE GROWTH STAGE INC.

TCBI SECURITIES, INC.

EC SECURITIES LLC

JUSTLY MARKETS LLC

VELOX CLEARING LLC

FIRST AVENUE

G. A. REPPLE & COMPANY

MIRAE ASSET WEALTH MANAGEMENT (USA) INC.

ERG SECURITIES (US) LLC

SWARTWOOD, HESSE INC.

HCFP/CAPITAL MARKETS LLC

ALDWYCH SECURITIES LLC

OAKBRIDGE FINANCIAL SERVICES

T-REX SECURITIES, LLC

CONFIGURE PARTNERS SECURITIES, LLC

LUCIA SECURITIES, LLC

NATCITY INVESTMENTS, INC.

NORTHERN FUNDS DISTRIBUTORS, LLC

PERSIMMON SECURITIES, INC.

FORESIDE FUNDS DISTRIBUTORS LLC

MGI FUNDS DISTRIBUTORS, LLC

BLACKROCK DISTRIBUTORS, INC

STERLING CAPITAL DISTRIBUTORS, LLC

HARRIS WILLIAMS

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PNC CAPITAL MARKETS LLC

Primary Firm SEC Registration

DUNHAM

State Registrations and Notice Filings

Exams

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 27

Date: 4/4/1989

FINRA

Current Firm

DUNHAM

Contact information

SEC notice filing (10 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

DUNHAM

TRUST BUT VERIFY

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