JB
James F. Bumpus
COLUMBIA MANAGEMENT INVESTMENT ADVISERS
Boston, MA 02210
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CRD#: 1928724
JB
Professional summary
James Frederick Bumpus, CIMA®, who also goes by Jim Bumpus, is a registered financial advisor currently at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC located in Boston, Massachusetts and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Boston, Massachusetts.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. James has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 3, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Bumpus
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Activity: Greater Boston Chamber of Commerce Finance Committee and Investment Sub-Committee; Date Activity Started/Modified/Ended: 3/13/2024; Type of Activity: Field is Blank!; Role/Relationship: Board Of Directors; Responsibilities: Chairman of Finance Committee and Chair of Investment Sub-Committee; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
CRS (Client Relationship Summary) - RIA
Click below to view James Frederick Bumpus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 25, 2015 - Present
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
Office #1: 290 Congress Street, Boston, MA 02210RIA
CRD#: 108257
Boston, MA
Current
August 7, 2015 - Present
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Office #1: 290 Congress Street, Boston, MA 02210BD
CRD#: 840
Boston, MA
Past
February 13, 2008 - July 13, 2015
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
BOSTON, MA
Past
August 31, 2001 - February 5, 2008
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
BOSTON, MA
Past
March 25, 1999 - July 13, 2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Past
December 13, 1996 - February 11, 1999
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Past
May 13, 1994 - December 18, 1996
GUARANTY BROKERAGE SERVICES, INC.
BD
CRD#: 23302
ST. CLOUD, MN
Past
March 21, 1989 - April 12, 1990
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/7/2015)
RR
Alaska(8/7/2015)
RR
Arizona(8/7/2015)
RR
Arkansas(8/7/2015)
RR
California(8/7/2015)
RR
Colorado(8/7/2015)
RR
Connecticut(8/7/2015)
RR
Delaware(8/7/2015)
RR
District of Columbia(8/7/2015)
RR
Florida(8/7/2015)
RR
Georgia(8/7/2015)
RR
Hawaii(8/7/2015)
RR
Idaho(8/7/2015)
RR
Illinois(8/7/2015)
RR
Indiana(8/7/2015)
RR
Iowa(8/7/2015)
RR
Kansas(8/7/2015)
RR
Kentucky(8/7/2015)
RR
Louisiana(8/7/2015)
RR
Maine(8/7/2015)
RR
Maryland(8/7/2015)
RR
Massachusetts(8/7/2015)
IAR
Massachusetts(8/25/2015)
RR
Michigan(8/7/2015)
RR
Minnesota(8/7/2015)
RR
Mississippi(8/7/2015)
RR
Missouri(8/7/2015)
RR
Montana(8/7/2015)
RR
Nebraska(8/7/2015)
RR
Nevada(8/7/2015)
RR
New Hampshire(8/7/2015)
RR
New Jersey(8/7/2015)
RR
New Mexico(8/7/2015)
RR
New York(8/7/2015)
RR
North Carolina(8/7/2015)
RR
North Dakota(8/7/2015)
RR
Ohio(8/7/2015)
RR
Oklahoma(8/7/2015)
RR
Oregon(8/7/2015)
RR
Pennsylvania(8/7/2015)
RR
Puerto Rico(8/7/2015)
RR
Rhode Island(8/7/2015)
RR
South Carolina(8/7/2015)
RR
South Dakota(8/7/2015)
RR
Tennessee(8/7/2015)
RR
Texas(8/7/2015)
RR
Utah(8/7/2015)
RR
Vermont(8/7/2015)
RR
Virgin Islands(8/7/2015)
RR
Virginia(8/7/2015)
RR
Washington(8/7/2015)
RR
West Virginia(8/7/2015)
RR
Wisconsin(8/7/2015)
RR
Wyoming(8/7/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
290 Congress Street, Boston, MA 02210
Mailing Address
Phone number
(800) 225-2365
Established
Firm type
Fiscal year end
# of Employees
910
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
CRD#: 108257Boston, MA 02210TRUST BUT VERIFY
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