SS
Sean K. Snyder
EMERSON EQUITY LLC
San Francisco, CA
Some features on this profile are disabled
CRD#: 1860842
SS
Professional summary
Sean Kristian Snyder, CFP®, who also goes by Sean Snyder, is a registered financial advisor currently at EMERSON EQUITY LLC located in San Francisco, California.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Sean has worked at 7 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Snyder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SOLE OWNER: ANGEL ROCK VENTURES, LLC DOING BUSINESS AS ANGEL ROCK ADVISORS. FOUNDED FEB 2016; FAMILY OFFICE SERVICES; PRIVATE SECURITIES TRANSACTED THROUGH EMERSON EQUITY LLC, MEMBER FINRA/SIPC. MANAGING MEMBER - PROJECT VININGS, LLC - 50% OWNERSHIP OF MOTHER'S HOME WITH MY BROTHER .
CRS (Client Relationship Summary) - RIA
Click below to view Sean Kristian Snyder's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sean Kristian Snyder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
October 26, 2025 - Present
EMERSON EQUITY LLC
RIA
BD
CRD#: 130032
San Francisco, CA
Current
November 16, 2012 - Present
EMERSON EQUITY LLC
Office #1: 155 Bovet Road, Suite 725, San Mateo, CA 94402RIA
BD
CRD#: 130032
SAN MATEO, CA
Past
March 30, 2016 - December 20, 2023
DBA ANGEL ROCK ADVISORS AND ANGEL ROCK FIDUCIARY PARTNERS
RIA
CRD#: 283015
TIBURON, CA
Past
October 30, 2013 - November 12, 2015
THREE BELL CAPITAL LLC
RIA
CRD#: 159736
LOS ALTOS, CA
Past
January 25, 2010 - July 30, 2012
CAPITAL DYNAMICS BROKER DEALER LLC
BD
CRD#: 148780
MENLO PARK, CA
Past
November 19, 2009 - January 14, 2010
GROWTH CAPITAL SERVICES, INC.
BD
CRD#: 124658
CLAYMONT, DE
Past
April 23, 2008 - November 2, 2009
SJ CAPITAL, INC.
BD
CRD#: 16081
SAN FRANCISCO, CA
Past
April 29, 2003 - January 30, 2007
CIBC PRIVATE WEALTH ADVISORS, INC.
RIA
CRD#: 109644
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/31/2013)
IAR
California(10/26/2025)
RR
Massachusetts(9/18/2025)
RR
New York(1/31/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Mailing Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Phone number
(650) 312-0200
Established
California since 10/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
222
SEC notice filing (32 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 327,937,701 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
