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DM

David L. Mcconico

GOLDEN EAGLE SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 1858170
DM

Professional summary

David Leroy Mcconico is a registered financial professional currently at GOLDEN EAGLE SECURITIES, INC. located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2015. David has worked at 1 firm and has passed the Series 63, SIE, Series 79, Series 82 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Leroy Mcconico's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 28, 2015 - Present

GOLDEN EAGLE SECURITIES, INC.

Office #1: 845 United Nations Plaza Suite 19f, New York, NY 10017Office #2: 845 United Nations Plaza, Suite 19f, New York, NY 10017
BD
CRD#: 19586
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(1/7/2016)
RR
Florida
(12/3/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 2/27/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 11/27/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82
Date: 11/28/2015
Limited Representative-Private Securities Offerings
Principal/Supervisory Exam
RR
Series 24
Date: 2/18/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GE
GOLDEN EAGLE SECURITIES, INC.
BECKWITH & CO. INCORPORATED | ORTANA SECURITIES, INC. | GOLDEN EAGLE SECURITIES, INC. | FIRST FLORIDA SECURITIES, INC. | BECKWITH SECURITIES, INC. | BECKWITH & CO., INCORPORATED

CRD#: 19586 / SEC#: , 8-37788

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
845 United Nations Plaza Suite 19f, New York, NY 10017
Mailing Address
845 United Nations Plaza Suite 19f, New York, NY 10017
Phone number
(929) 231-0427
Established
Florida since 03/17/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GOLDEN EAGLE CAPITAL ADVISORS, INC.SHAREHOLDER173811
MANZATI, MAURIZIOCEO/CCO/POO6485138
SAMSON, EDWARD GREGORYFINOP/PFO2041321

Disclosures

Regulatory Event3
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOLDEN EAGLE SECURITIES, INC.

CRD#: 19586New York, NY 10017

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