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DM

David L. Mcconico

GOLDEN EAGLE CAPITAL ADVISORS
Aurora, CO
Some features on this profile are disabled
CRD#: 1858170
DM

Professional summary

David Leroy Mcconico is a registered financial advisor currently at GOLDEN EAGLE CAPITAL ADVISORS, INC. located in Aurora, Colorado and GOLDEN EAGLE SECURITIES, INC. located in New York, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. David has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 82 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Leroy Mcconico's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2026 - Present

GOLDEN EAGLE CAPITAL ADVISORS, INC.

RIA
CRD#: 173811
Aurora, CO
Current

November 28, 2015 - Present

GOLDEN EAGLE SECURITIES, INC.

Office #1: 845 United Nations Plaza Suite 19f, New York, NY 10017Office #2: 845 United Nations Plaza, Suite 19f, New York, NY 10017
BD
CRD#: 19586
New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GE
GOLDEN EAGLE CAPITAL ADVISORS, INC.
EMINTAD L.L.C. | GOLDEN EAGLE CAPITAL ADVISORS, INC.

CRD#: 173811 / SEC#: 801-96261

RIA
Registered Investment Advisory firm - (5/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(1/7/2016)
RR
Florida
(12/3/2015)
IAR
New York
(3/18/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/18/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/27/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 11/27/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82
Date: 11/28/2015
Limited Representative-Private Securities Offerings
Principal/Supervisory Exam
RR
Series 24
Date: 2/18/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GE
GOLDEN EAGLE CAPITAL ADVISORS, INC.
EMINTAD L.L.C. | GOLDEN EAGLE CAPITAL ADVISORS, INC.

CRD#: 173811 / SEC#: 801-96261

RIA
Registered Investment Advisory firm - (5/20/2015 Approved)
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Contact information

Main Address
Aurora Tower Office 1307, Dubai 53867
Mailing Address
845 Third Avenue 6th Floor, New York, NY 10022
Phone number
+97144484674
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GOLDEN EAGLE BROCHURE SUPPLEMENT (3/5/2025)
GOLDEN EAGLE ADV PART II - A (3/5/2025)

Regulatory assets under management

Total Number of Accounts21
AUM (Assets Under Management)$ 63,742,082

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOLDEN EAGLE CAPITAL ADVISORS, INC.

CRD#: 173811Aurora, CO

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