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Diane M. Fuhlbrigge

NATIONWIDE FUND DISTRIBUTORS LLC
Columbus, OH 43215
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CRD#: 1857932
DF

Professional summary


Diane Marie Fuhlbrigge, who also goes by Diane Fuhlbrigge, Diane Marie Meade, is a registered financial professional currently at NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio.

Diane is registered as a RR (Registered Representative) and started their career in finance in 1988. Diane has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Diane Fuhlbrigge | Diane Marie Meade

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Diane Marie Fuhlbrigge's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 20, 2022 - Present

NATIONWIDE FUND DISTRIBUTORS LLC

Office #1: One Nationwide Plaza 1-18-102, Columbus, OH 43215
BD
CRD#: 25910
Columbus, OH
Past

August 13, 2015 - April 20, 2022

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
Grandview Heights, OH
Past

September 29, 2009 - August 17, 2015

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
DUBLIN, OH
Past

September 22, 2008 - December 31, 2010

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
COLUMBUS, OH
Past

March 21, 2000 - December 31, 2000

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
COLUMBUS, OH
Past

November 11, 1996 - August 26, 2008

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

April 12, 1995 - August 21, 1996

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
PORTLAND, ME
Past

October 3, 1990 - March 29, 1995

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CINCINNATI, OH
Past

September 22, 1988 - September 24, 1990

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/10/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


NF
NATIONWIDE FUND DISTRIBUTORS LLC
ALLIED GROUP MERCHANT BANKING CORPORATION | VILLANOVA DISTRIBUTION SERVICES, INC. | NATIONWIDE FUND DISTRIBUTORS LLC | GARTMORE DISTRIBUTION SERVICES, INC.

CRD#: 25910 / SEC#: , 8-42135

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
One Nationwide Plaza 1-18-102, Columbus, OH 43215
Mailing Address
One Nationwide Plaza 1-18-102, Columbus, OH 43215
Phone number
(614) 435-6278
Established
Delaware since 04/29/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
NFS DISTRIBUTORS INC.OWNER
BUTSON, HOLLY ANNCHIEF COMPLIANCE OFFICER724115
CUMMINGS, LELAND THOMASCHAIRMAN, DIRECTOR & PRESIDENT2523271
GINNAN, STEVEN A.MANAGER6984613
HAWLEY, CRAIG ALANMANAGER4499105
JESTICE, KEVIN THOMASMANAGER5363377
MONNIN, JENNIFER LYNNECHIEF MARKETING OFFICER3126618
RIMES, STEPHEN RANDOLPHVP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY4138948
ROSWELL, EWAN THEODOREAVP, FINANCE CONTROLLERSHIP-NF AND FINOP3056545

Disclosures


Regulatory Event1

Red Flags


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Company Information


NATIONWIDE FUND DISTRIBUTORS LLC

CRD#: 25910Columbus, OH 43215

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